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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
+$374M
2
Capital International Investors
Capital International Investors
California
+$250M
3
Invesco
Invesco
Georgia
+$124M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$119M
5
Boston Partners
Boston Partners
Massachusetts
+$117M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$190M
2
Capital World Investors
Capital World Investors
California
-$190M
3
Primecap Management
Primecap Management
California
-$171M
4
Ameriprise
Ameriprise
Minnesota
-$130M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$116M
Name Holding Trade Value Shares
Change 		Shares
Change %
Financial Engines Advisors
1576
Financial Engines Advisors
California
– -$411K -2,781 Closed
DWM
1577
Dorchester Wealth Management
Quebec, Canada
– -$391K -2,650 Closed
LA
1578
Legacy Advisors
Pennsylvania
– -$384K -2,597 Closed
CCM
1579
Crabel Capital Management
California
– -$380K -2,575 Closed
LBD
1580
Landsberg Bennett & Dubbaneh
Florida
– -$378K -2,560 Closed
MF
1581
Magnetar Financial
Illinois
– -$369K -2,498 Closed
BFPW
1582
BOK Financial Private Wealth
Colorado
– -$361K -2,443 Closed
Renaissance Technologies
1583
Renaissance Technologies
New York
– -$354K -2,400 Closed
HA
1584
Hamel Associates
New Jersey
– -$354K -2,400 Closed
AP
1585
Appleton Partners
Massachusetts
– -$345K -2,336 Closed
WR
1586
Watson Rebecca
– -$324K -2,192 Closed
HI
1587
HBK Investments
Texas
– -$321K -2,176 Closed
MWP
1588
MYCIO Wealth Partners
Pennsylvania
– -$321K -2,175 Closed
BP
1589
BBR Partners
New York
– -$309K -2,090 Closed
FFG
1590
Frisch Financial Group
New York
– -$307K -2,081 Closed
MSR
1591
Main Street Research
Connecticut
– -$304K -2,058 Closed
DE
1592
Day & Ennis
Georgia
– -$304K -2,058 Closed
DFA
1593
Delta Financial Advisors
Louisiana
– -$301K -2,035 Closed
ZCM
1594
Zebra Capital Management
Connecticut
– -$290K -1,960 Closed
CVM
1595
Cheviot Value Management
California
– -$289K -1,958 Closed
JA
1596
JOYN Advisors
Georgia
– -$283K -1,917 Closed
WKWM
1597
Walter & Keenan Wealth Management
Indiana
– -$281K -1,900 Closed
MMA
1598
Miracle Mile Advisors
California
– -$273K -1,848 Closed
BWM
1599
BT Wealth Management
Georgia
– -$265K -1,797 Closed
SCM
1600
Southport Capital Management
Tennessee
– -$262K -1,774 Closed
62 63
64
65 66