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Caterpillar
CAT

Overview Fund Activity

1,592 hedge funds and large institutions have $51.6B invested in Caterpillar in 2019 Q1 according to their latest regulatory filings, with 151 funds opening new positions, 581 increasing their positions, 595 reducing their positions, and 98 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,592
Holders Change
+34
Holders Change %
+2.18%
% of All Funds
34.51%
Holding in Top 10
26
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-10.34%
% of All Funds
0.56%
New
151
Increased
581
Reduced
595
Closed
98
Calls
$1.15B
Puts
$1.62B
Net Calls
-$470M
Net Calls Change
-$281M

Top Buyers

1
Renaissance Technologies
1
Renaissance Technologies
New York
$252M
2
Sanders Capital
2
Sanders Capital
Florida
$643M
3
D.E. Shaw & Co
3
D.E. Shaw & Co
New York
$262M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$125M
5
BNP Paribas Financial Markets
5
BNP Paribas Financial Markets
France
$177M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$774M
2
JPMorgan Chase & Co
2
JPMorgan Chase & Co
New York
$620M
3
Vanguard Group
3
Vanguard Group
Pennsylvania
$6.75B
4
Adage Capital Partners
4
Adage Capital Partners
Massachusetts
$93.1M
5
Prudential Financial
5
Prudential Financial
New Jersey
$114M
Name Holding Trade Value Shares
Change 		Shares
Change %
AWM
1576
Arbor Wealth Management
Florida
$6K – – –
QAM
1577
QCI Asset Management
New York
$6K – – –
KFS
1578
Kelly Financial Services
Massachusetts
$5.28K +$5.28K +39 New
LFG
1579
LifePlan Financial Group
Ohio
$5K – – –
MSA
1580
Marino Stram & Associates
Massachusetts
$4K – – –
CIA
1581
CSat Investment Advisory
Michigan
$4K +$533 +4 +15%
MIM
1582
Macroview Investment Management
Maryland
$4K +$4K +30 New
RWG
1583
Regal Wealth Group
California
$3K – – –
CF
1584
Centaurus Financial
California
$2.33K +$288 +39 +14%
TCM
1585
TD Capital Management
Tennessee
$2K – – –
FGAM
1586
Financial Gravity Asset Management
Texas
$2K +$2K +12 New
Koshinski Asset Management
1587
Koshinski Asset Management
Illinois
$1.82K -$1.47K -10,847 -45%
TIM
1588
Tortoise Investment Management
New York
$1K -$39K -195 -98%
WF
1589
WealthTrust Fairport
Ohio
$1K – – –
CIR
1590
Clear Investment Research
Georgia
$1K – – –
TWM
1591
Titus Wealth Management
California
$455 +$2 +12 +0.4%
ACA
1592
Anchor Capital Advisors
Massachusetts
$228 -$20 -150 -8%
JPLA
1593
Joseph P. Lucia & Associates
New York
$212 +$212 +29,640 New
SFFS
1594
Stonehage Fleming Financial Services
Jersey
$182 – – –
Holocene Advisors
1595
Holocene Advisors
New York
– -$95.3M -750,194 Closed
ABC
1596
Anchor Bolt Capital
Illinois
– -$59.3M -466,798 Closed
CCI
1597
Columbus Circle Investors
– -$42.9M -337,526 Closed
SGAM
1598
Smith Group Asset Management
Texas
– -$27.4M -215,273 Closed
CIM
1599
Chiron Investment Management
New York
– -$21.3M -167,249 Closed
AIMCA
1600
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
– -$21.2M -166,900 Closed
62 63
64
65 66