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Caterpillar

1,545 hedge funds and large institutions have $46B invested in Caterpillar in 2020 Q2 according to their latest regulatory filings, with 159 funds opening new positions, 520 increasing their positions, 631 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 159 | Existing positions closed: 94

8% more capital invested

Capital invested by funds: $42.6B → $46B (+$3.48B)

4% more funds holding

Funds holding: 1,4901,545 (+55)

0.51% more ownership

Funds ownership: 66.76%67.27% (+0.51%)

13% less call options, than puts

Call options by funds: $1.24B | Put options by funds: $1.43B

18% less repeat investments, than reductions

Existing positions increased: 520 | Existing positions reduced: 631

26% less funds holding in top 10

Funds holding in top 10: 2317 (-6)

Holders
1,545
Holders Change
+55
Holders Change %
+3.69%
% of All Funds
31.68%
Holding in Top 10
17
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-26.09%
% of All Funds
0.35%
New
159
Increased
520
Reduced
631
Closed
94
Calls
$1.24B
Puts
$1.43B
Net Calls
-$190M
Net Calls Change
+$240M
Name Holding Trade Value Shares
Change
Change in
Stake
NC
1526
NewSquare Capital
Pennsylvania
$6K -$351K -2,960 -98%
MSFP
1527
Mark Sheptoff Financial Planning
Connecticut
$6K +$5.93K +50 New
MS
1528
Mizuho Securities
Japan
$6K +$5.93K +50 New
BWM
1529
Baystate Wealth Management
Massachusetts
$5K
FCH
1530
Freestone Capital Holdings
Washington
$4.76K -$9.37K -79 -0.2%
LFG
1531
LifePlan Financial Group
Ohio
$4K -$1.3K -11 -28%
IF
1532
Ironwood Financial
Arizona
$4K
MIM
1533
Macroview Investment Management
Maryland
$4K
LAS
1534
Lloyd Advisory Services
Georgia
$4K +$119 +1 +3%
IWP
1535
IAG Wealth Partners
Wisconsin
$4K +$1.19K +10 +59%
FMP
1536
Financial Management Professionals
Texas
$4K +$3.44K +29 New
HFA
1537
Hoover Financial Advisors
Pennsylvania
$4K +$3.56K +30 New
RWG
1538
Regal Wealth Group
California
$3K
FCAS
1539
First Command Advisory Services
Texas
$3K +$2.37K +20 New
TCM
1540
TD Capital Management
Tennessee
$2K
PW
1541
Price Wealth
Texas
$2K +$237 +2 +20%
NIM
1542
NuWave Investment Management
New Jersey
$2K +$1.54K +13 New
CCM
1543
Cribstone Capital Management
Maine
$2K +$1.9K +16 New
PCTC
1544
Perkins Coie Trust Company
Washington
$1K -$108K -915 -99%
IRAG
1545
Investment Research & Advisory Group
Georgia
$1K
HGWM
1546
Harvest Group Wealth Management
Massachusetts
$1K +$1.78K +15 New
TI
1547
tru Independence
Oregon
$366 -$57.3K -483 -14%
JG
1548
Jefferies Group
New York
$319 -$163K -1,375 -35%
CM
1549
Capula Management
Cayman Islands
-$11.5M -97,255 Closed
ECP
1550
Electron Capital Partners
New York
-$10.2M -87,700 Closed

CAT Hedge Fund Activity: Q2 2020 in Review

1,545 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2020, worth a combined $46B — up 8.2% from $42.6B a quarter earlier.

Buyers outnumbered sellers: 159 funds opened new CAT positions and 94 closed out — a net gain of 65 holders — while 520 added to existing stakes and 631 trimmed.

The largest buyer was Capital International Investors, adding an estimated $308M. The largest seller was Bank of America, cutting an estimated $418M.

  • 1,545 institutional investors held Caterpillar (CAT) as of Q2 2020, up from 1,490 in Q1 2020.
  • Funds reported $46B of Caterpillar stock for Q2 2020, up 8.2% quarter-over-quarter.
  • 159 funds opened new Caterpillar positions in Q2 2020 and 94 closed out, a net change of +65 holders.
  • The largest Caterpillar buyer in Q2 2020 was Capital International Investors, an estimated $308M added.
  • The largest Caterpillar seller in Q2 2020 was Bank of America, an estimated $418M sold.

Based on aggregated 13F filings for Q2 2020.