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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
+$374M
2
Capital International Investors
Capital International Investors
California
+$250M
3
Invesco
Invesco
Georgia
+$124M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$119M
5
Boston Partners
Boston Partners
Massachusetts
+$117M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$190M
2
Capital World Investors
Capital World Investors
California
-$190M
3
Primecap Management
Primecap Management
California
-$171M
4
Ameriprise
Ameriprise
Minnesota
-$130M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$116M
Name Holding Trade Value Shares
Change 		Shares
Change %
MIC
1526
Means Investment Company
Maine
– -$1.95M -13,210 Closed
MCAI
1527
Members Capital Advisors Inc
Wisconsin
– -$1.72M -11,610 Closed
GCA
1528
Gideon Capital Advisors
New York
– -$1.71M -11,568 Closed
TG
1529
TCW Group
California
– -$1.68M -11,360 Closed
VIG
1530
Vienna Insurance Group
Poland
– -$1.61M -10,890 Closed
PCM
1531
Penserra Capital Management
California
– -$1.57M -10,658 Closed
QSS
1532
Quantitative Systematic Strategies
Florida
– -$1.54M -10,438 Closed
GCM
1533
Glaxis Capital Management
Florida
– -$1.54M -10,426 Closed
Verition Fund Management
1534
Verition Fund Management
Connecticut
– -$1.52M -10,302 Closed
BBA
1535
Brookfield BHS Advisors
New York
– -$1.5M -10,147 Closed
SSA
1536
Schonfeld Strategic Advisors
New York
– -$1.49M -10,061 Closed
CF
1537
CNA Financial
Illinois
– -$1.36M -9,205 Closed
Connor, Clark & Lunn Investment Management (CC&L)
1538
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
– -$1.35M -9,145 Closed
GHAM
1539
Gilman Hill Asset Management
Connecticut
– -$1.32M -8,905 Closed
FIG
1540
FundX Investment Group
California
– -$1.18M -8,000 Closed
Nomura Holdings
1541
Nomura Holdings
Japan
– -$1.16M -7,835 Closed
EGM
1542
Engineers Gate Manager
New York
– -$1.16M -7,830 Closed
Group One Trading
1543
Group One Trading
Illinois
– -$1.11M -7,492 Closed
BC
1544
Brinker Capital
Pennsylvania
– -$1.05M -7,101 Closed
JWCA
1545
J.W. Cole Advisors
Florida
– -$1.02M -6,887 Closed
ZCA
1546
Zeke Capital Advisors
Pennsylvania
– -$993K -6,724 Closed
SRAM
1547
Stone Ridge Asset Management
New York
– -$986K -6,678 Closed
HJMC
1548
Hellman Jordan Management Company
Massachusetts
– -$962K -6,515 Closed
MIP
1549
Marietta Investment Partners
Wisconsin
– -$930K -6,300 Closed
AC
1550
Athanor Capital
New York
– -$901K -6,100 Closed
60 61
62
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