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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
ECM
1526
Estabrook Capital Management
New York
$73.8K – – –
MRCM
1527
M&R Capital Management
New Jersey
$73K – – –
CA
1528
Centerpoint Advisors
Massachusetts
$71K – – –
AFS
1529
Aft Forsyth & Sober
Florida
$71K +$71K +480 New
AIC
1530
Archer Investment Corporation
Indiana
$70K – – –
Credit Agricole
1531
Credit Agricole
France
$69K – – –
ME
1532
McIlrath & Eck
Washington
$68K – – –
CAM
1533
Columbia Asset Management
Michigan
$67.4K -$318 -215 -0.5%
AWM
1534
AllSquare Wealth Management
New York
$66K – – –
SL
1535
Salomon & Ludwin
Virginia
$66K – – –
MS
1536
Mizuho Securities
Japan
$61K -$80.3K -540 -57%
CYG
1537
Clean Yield Group
Vermont
$61K – – –
PCTC
1538
Perkins Coie Trust Company
Washington
$61K – – –
JPLA
1539
Joseph P. Lucia & Associates
New York
$61K +$40.5K +275 +198%
ONST
1540
Old North State Trust
North Carolina
$59K – – –
SFG
1541
Sage Financial Group
Pennsylvania
$59K – – –
BWP
1542
Baldwin Wealth Partners
Massachusetts
$59K – – –
FRA
1543
Front Row Advisors
California
$59K – – –
FWM
1544
Filbrandt Wealth Management
Wisconsin
$59K +$59K +400 New
HWM
1545
HighMark Wealth Management
Minnesota
$59K +$59K +404 New
BCA
1546
Berman Capital Advisors
Georgia
$54K +$3.52K +24 +7%
KWM
1547
Keebeck Wealth Management
Illinois
$54K +$54K +372 New
TI
1548
Truehand Inc
New Hampshire
$53K – – –
HFS
1549
HBC Financial Services
Washington
$53K +$53K +360 New
SC
1550
Steph & Co
Wisconsin
$52K +$52K +350 New
60 61
62
63 64