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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
CCM
1501
Chiron Capital Management
Florida
$116K +$116K +775 New
MCP
1502
Martin Capital Partners
Oregon
$116K +$116K +778 New
GEA
1503
Glen Eagle Advisors
New Jersey
$114K +$149 +1 +0.1%
BBA
1504
Braun-Bostich & Associates
Pennsylvania
$113K -$106K -711 -48%
ST
1505
Sageworth Trust
Pennsylvania
$112K +$37.3K +250 +50%
SAM
1506
S.A. Mason
Michigan
$112K +$37.3K +250 +50%
GAM
1507
Gemmer Asset Management
California
$108K – – –
HCA
1508
Horan Capital Advisors
Ohio
$108K +$108K +725 New
SFG
1509
Sowa Financial Group
Rhode Island
$102K – – –
BWM
1510
BNC Wealth Management
Oregon
$101K +$101K +675 New
PFSC
1511
Peoples Financial Services Corp
Pennsylvania
$100K – – –
ANBT
1512
American National Bank & Trust
Texas
$100K +$50.1K +337 +101%
EWM
1513
Endurance Wealth Management
Rhode Island
$98K -$2.97K -20 -3%
VCM
1514
Vigilant Capital Management
Maine
$97K – – –
PO
1515
Private Ocean
California
$97K +$37.3K +250 +63%
AWM
1516
Atticus Wealth Management
Florida
$97K +$97K +649 New
HWM
1517
Holloway Wealth Management
Florida
$96K -$16K – –
APC
1518
Aspire Private Capital
North Carolina
$95K +$95K +635 New
CFD
1519
Creative Financial Designs
Indiana
$94K +$15.6K +105 +20%
TFGT
1520
TS Financial Group (TSFG)
Illinois
$93K – – –
JWM
1521
Jeppson Wealth Management
California
$93K +$93K +622 New
NL
1522
NVWM LLC
Pennsylvania
$92K -$2.24K -15 -2%
MC
1523
Maverick Capital
Texas
$91K -$996K -6,663 -92%
AAP
1524
Arax Advisory Partners
Colorado
$91K +$297 +2 +0.3%
PP
1525
Pacifica Partners
Canada
$90K – – –
59 60
61
62 63