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Caterpillar
CAT

Overview Fund Activity

1,529 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 552 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,529
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.01%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
552
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M

Top Buyers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$600M
2
Ameriprise
2
Ameriprise
Minnesota
$427M
3
SCM
3
Suvretta Capital Management
New York
$194M
4
T. Rowe Price Associates
4
T. Rowe Price Associates
Maryland
$322M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$1.07B

Top Sellers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$1.15B
2
Capital World Investors
2
Capital World Investors
California
$2.49B
3
Citadel Advisors
3
Citadel Advisors
Florida
$267M
4
Deutsche Bank
4
Deutsche Bank
Germany
$338M
5
AQR Capital Management
5
AQR Capital Management
Connecticut
$27M
Name Holding Trade Value Shares
Change 		Shares
Change %
RA
1501
Rational Advisors
New York
$12K -$450 -3 -4%
SWMG
1502
Signature Wealth Management Group
Georgia
$12K – – –
FCMT
1503
Founders Capital Management (Texas)
Texas
$12K – – –
SCA
1504
Stuart Chaussee & Associates
California
$11K – – –
BAMG
1505
Brand Asset Management Group
Missouri
$11K – – –
RAM
1506
Riggs Asset Management
Pennsylvania
$11K – – –
PCFFS
1507
Pacific Center for Financial Services
California
$10K – – –
MFT
1508
Moisand Fitzgerald Tamayo
Florida
$8K – – –
PRS
1509
Pinkerton Retirement Specialists
Idaho
$8K – – –
LWA
1510
Lowe Wealth Advisors
Maryland
$8K – – –
VDFA
1511
Vickerman & Driscoll Financial Advisors
Washington
$8K – – –
ECM
1512
Exchange Capital Management
Michigan
$8K – – –
HWA
1513
Heritage Wealth Advisors
Virginia
$8K +$8K +56 New
QAM
1514
QCI Asset Management
New York
$7K -$4.88K -30 -41%
OSAM
1515
O'Shaughnessy Asset Management
Connecticut
$7K +$304 +2 +5%
PAMG
1516
Patton Albertson Miller Group
Tennessee
$7K +$7K +58 New
LFG
1517
LifePlan Financial Group
Ohio
$6K -$59.1K -394 -91%
BCI
1518
Brinker Capital Investments
Pennsylvania
$6K +$6K +39 New
MSA
1519
Marino Stram & Associates
Massachusetts
$4K – – –
FBT
1520
First Bank & Trust
South Dakota
$4K – – –
RWG
1521
Regal Wealth Group
California
$3K – – –
EWM
1522
Edge Wealth Management
New York
$3K – – –
PHK
1523
Point72 Hong Kong
Hong Kong
$2K -$87.4K -612 -98%
CIA
1524
CSat Investment Advisory
Michigan
$2K +$500 +4 +33%
PG
1525
Proffitt & Goodson
Tennessee
$2K +$2K +16 New
59 60
61
62 63