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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
KIG
1501
Kessler Investment Group
Indiana
$14K
HWM
1502
Holloway Wealth Management
Florida
$13K
RA
1503
Rational Advisors
New York
$12K -$424 -3 -4%
FCMT
1504
Founders Capital Management (Texas)
Texas
$12K
SWMG
1505
Signature Wealth Management Group
Georgia
$12K
BAMG
1506
Brand Asset Management Group
Missouri
$11K
RAM
1507
Riggs Asset Management
Pennsylvania
$11K
SCA
1508
Stuart Chaussee & Associates
California
$11K
PCFFS
1509
Pacific Center for Financial Services
California
$10K
ECM
1510
Exchange Capital Management
Michigan
$8K
LWA
1511
Lowe Wealth Advisors
Maryland
$8K
MFT
1512
Moisand Fitzgerald Tamayo
Florida
$8K
PRS
1513
Pinkerton Retirement Specialists
Idaho
$8K
VDFA
1514
Vickerman & Driscoll Financial Advisors
Washington
$8K
HWA
1515
Heritage Wealth Advisors
Virginia
$8K +$7.92K +56 New
RWML
1516
RAFFA WEALTH MANAGEMENT, LLC
District of Columbia
$7.63K
QAM
1517
QCI Asset Management
New York
$7K -$4.24K -30 -41%
OSAM
1518
O'Shaughnessy Asset Management
Connecticut
$7K +$283 +2 +5%
PAMG
1519
Patton Albertson Miller Group
Tennessee
$7K +$8.2K +58 New
LFG
1520
LifePlan Financial Group
Ohio
$6K -$55.7K -394 -91%
BCI
1521
Brinker Capital Investments
Pennsylvania
$6K +$5.52K +39 New
FBT
1522
First Bank & Trust
South Dakota
$4K
MSA
1523
Marino Stram & Associates
Massachusetts
$4K
EWM
1524
Edge Wealth Management
New York
$3K
RWG
1525
Regal Wealth Group
California
$3K

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.