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Caterpillar
CAT

Overview Fund Activity

1,511 hedge funds and large institutions have $54.5B invested in Caterpillar in 2018 Q2 according to their latest regulatory filings, with 114 funds opening new positions, 583 increasing their positions, 542 reducing their positions, and 90 closing their positions.

Holders
1,511
Holders Change
+7
Holders Change %
+0.47%
% of All Funds
34.64%
Holding in Top 10
29
Holding in Top 10 Change
-16
Holding in Top 10 Change %
-35.56%
% of All Funds
0.66%
New
114
Increased
583
Reduced
542
Closed
90
Calls
$1.4B
Puts
$1.89B
Net Calls
-$482M
Net Calls Change
+$526M

Top Buyers

1
Vanguard Group
1
Vanguard Group
Pennsylvania
$6.69B
2
BNP Paribas Financial Markets
2
BNP Paribas Financial Markets
France
$156M
3
Thrivent Financial for Lutherans
3
Thrivent Financial for Lutherans
Minnesota
$101M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$76.4M
5
Citadel Advisors
5
Citadel Advisors
Florida
$449M

Top Sellers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$1.62B
2
EVM
2
Eaton Vance Management
Massachusetts
$153M
3
Goldman Sachs
3
Goldman Sachs
New York
$507M
4
Fidelity Investments
4
Fidelity Investments
Massachusetts
$636M
5
TCIM
5
TIAA CREF Investment Management
New York
$540M
Name Market Value Shares Shares
Change 		Shares
Change %
CDIA
1501
Capital Directions Investment Advisors
Georgia
$4K 28 +28 New
RWG
1502
Regal Wealth Group
California
$3K 21 – –
EWM
1503
Edge Wealth Management
New York
$2K 18 – –
CIA
1504
CSat Investment Advisory
Michigan
$2K 12 +12 New
NA
1505
NewEdge Advisors
Louisiana
$1.23K 9,006 +3,729 +71%
WF
1506
WealthTrust Fairport
Ohio
$1K 9 – –
TFA
1507
Transamerica Financial Advisors
Florida
$1K 4 +4 New
LWA
1508
Lenox Wealth Advisors
New York
$1K 6 +6 New
AFNAS
1509
American Financial Network Advisory Services
California
$523 90 -10 -10%
CLM
1510
ClearBridge LLC (Maryland)
Maryland
$151 1,110 +222 +25%
EMG
1511
ETF Managers Group
New Jersey
$59 684 +684 New
FRA
1512
Front Row Advisors
California
$55 400 -500 -56%
AIL
1513
AGF Investments LLC
Ontario, Canada
$36 266 +84 +46%
TPCM
1514
Tide Point Capital Management
Connecticut
– – -428,722 Closed
NSLI
1515
Nan Shan Life Insurance
Taiwan
– – -230,000 Closed
QIM
1516
Quantitative Investment Management
Virginia
– – -208,500 Closed
PPC
1517
Precision Path Capital
New York
– – -200,000 Closed
SCM
1518
Sanoor Capital Management
Connecticut
– – -129,500 Closed
SCM
1519
Suffolk Capital Management
New York
– – -76,667 Closed
PWPCM
1520
Perella Weinberg Partners Capital Management
New York
– – -70,031 Closed
SG
1521
Swarthmore Group
Pennsylvania
– – -60,050 Closed
IP
1522
Interval Partners
New York
– – -40,000 Closed
SRCM
1523
Swift Run Capital Management
Virginia
– – -31,260 Closed
WCA
1524
Waratah Capital Advisors
Ontario, Canada
– – -27,125 Closed
MWA
1525
Marshall Wace Asia
Hong Kong
– – -25,578 Closed
59 60
61
62 63