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Caterpillar
CAT

Overview Fund Activity

2,560 hedge funds and large institutions have $107B invested in Caterpillar in 2023 Q4 according to their latest regulatory filings, with 312 funds opening new positions, 920 increasing their positions, 950 reducing their positions, and 107 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,560
Holders Change
+171
Holders Change %
+7.16%
% of All Funds
37.53%
Holding in Top 10
73
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-1.35%
% of All Funds
1.07%
New
312
Increased
920
Reduced
950
Closed
107
Calls
$3.22B
Puts
$3.57B
Net Calls
-$353M
Net Calls Change
+$355M

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$2.24B
2
CWP
Capital Wealth Planning
Florida
+$348M
3
Bank Julius Baer & Co
Bank Julius Baer & Co
Switzerland
+$175M
4
Charles Schwab
Charles Schwab
California
+$154M
5
UBS Group
UBS Group
Switzerland
+$138M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$379M
2
Winslow Capital Management
Winslow Capital Management
Minnesota
-$330M
3
DZ Bank
DZ Bank
Germany
-$319M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$194M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$156M
Name Holding Trade Value Shares
Change 		Shares
Change %
RFN
1476
RDA Financial Network
Iowa
$770K +$770K +2,604 New
VCP
1477
Verus Capital Partners
Arizona
$770K +$2.96K +10 +0.4%
DWM
1478
Drive Wealth Management
Utah
$769K +$29.3K +99 +4%
QPWM
1479
Quadrant Private Wealth Management
Pennsylvania
$769K +$187K +633 +32%
CAI
1480
Capital Advisors Inc
Oklahoma
$762K -$141K -478 -16%
WLIM
1481
White Lighthouse Investment Management
Massachusetts
$760K – – –
IIM
1482
InTrack Investment Management
Vermont
$760K +$513K +1,734 +207%
NJIM
1483
Nabity-Jensen Investment Management
Nebraska
$758K +$758K +2,564 New
BAM
1484
BOS Asset Management
Illinois
$758K – – –
HCA
1485
Heck Capital Advisors
Wisconsin
$757K -$41.7K -141 -5%
HWA
1486
Heritage Wealth Advisors
Virginia
$756K – – –
WC
1487
Woodstock Corp
Massachusetts
$755K -$126K -425 -14%
CAM
1488
Close Asset Management
United Kingdom
$755K -$26K -88 -3%
IA
1489
IFG Advisory
Georgia
$754K +$21K +71 +3%
CCFCSB
1490
Cape Cod Five Cents Savings Bank
Massachusetts
$754K -$768K -2,599 -50%
BFA
1491
Bill Few Associates
Pennsylvania
$753K +$296 +1 +0%
AAG
1492
Armstrong Advisory Group
Massachusetts
$750K – – –
KP
1493
Keel Point
Alabama
$747K +$19.8K +67 +3%
TF
1494
Tompkins Financial
New York
$740K +$59.1K +200 +9%
SGC
1495
Slocum, Gordon & Co
Rhode Island
$739K – – –
KA
1496
Kercheville Advisors
Texas
$739K – – –
SCA
1497
Sippican Capital Advisors
Massachusetts
$739K – – –
SAM
1498
Sompo Asset Management
Japan
$736K -$275K -930 -27%
OWA
1499
Opal Wealth Advisors
New York
$736K +$8.57K +29 +1%
DI
1500
DFPG Investments
Utah
$736K -$4.03M -14,160 -85%
58 59
60
61 62