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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
EFSCE
1476
Enterprise Financial Services Corp (EFSC)
Missouri
$167K -$4.47K -30 -3%
BCP
1477
Blue Chip Partners
Michigan
$165K -$8.5K -57 -5%
PFWA
1478
Paces Ferry Wealth Advisors
Georgia
$165K +$165K +1,106 New
OC
1479
Oakworth Capital
Alabama
$162K +$41.6K +279 +35%
SCM
1480
Silvant Capital Management
Georgia
$160K – – –
EIP
1481
Ellis Investment Partners
Pennsylvania
$160K +$741 +5 +0.5%
FPFS
1482
First Personal Financial Services
North Carolina
$159K -$2.09K -14 -1%
IFAM
1483
Institutional & Family Asset Management
Colorado
$158K -$3.59K -24 -2%
SWM
1484
Selective Wealth Management
Virginia
$157K -$8.82K -59 -5%
AWM
1485
Avior Wealth Management
Nebraska
$155K -$5.79K -39 -4%
PFGIA
1486
Patriot Financial Group Insurance Agency
Massachusetts
$147K +$7.89K +53 +6%
MF
1487
Manchester Financial
California
$137K – – –
SBL
1488
Sargent Bickham Lagudis
Colorado
$136K +$150 +1 +0.1%
FP
1489
Financial Perspectives
Minnesota
$135K – – –
AssetMark Inc
1490
AssetMark Inc
California
$131K -$1.49K -10 -1%
AWM
1491
Adams Wealth Management
Utah
$131K +$131K +876 New
LTI
1492
Laffer Tengler Investments
Tennessee
$129K – – –
RTC
1493
Riverview Trust Company
Washington
$129K -$29.7K -200 -19%
HFM
1494
Harvest Fund Management
China
$128K +$128K +840 New
JG
1495
Jefferies Group
New York
$126K -$250K -1,675 -66%
HR
1496
Howe & Rusling
New York
$124K – – –
TI
1497
Truehand Inc
New Hampshire
$122K – – –
GC
1498
Grace Capital
Massachusetts
$119K – – –
DOA
1499
D'Orazio & Associates
Virginia
$119K – – –
GWMIA
1500
Global Wealth Management Investment Advisory
Florida
$117K -$9.97K -67 -8%
58 59
60
61 62