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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
RCA
1476
Ranch Capital Advisors
Florida
$147K +$147K +992 New
LWM
1477
Lenox Wealth Management
Ohio
$140K -$34.4K -233 -20%
PWP
1478
Personal Wealth Partners
Minnesota
$137K -$3.1K -21 -2%
OC
1479
Oakworth Capital
Alabama
$131K – – –
RTC
1480
Riverview Trust Company
Washington
$128K +$113K +768 +768%
EWM
1481
EPG Wealth Management
Georgia
$125K +$125K +848 New
AF
1482
Allworth Financial
California
$124K -$3.11K -21 -2%
GWMIA
1483
Global Wealth Management Investment Advisory
Florida
$123K -$2.66K -18 -2%
BEAM
1484
Baker Ellis Asset Management
Washington
$120K – – –
PVH
1485
Psagot Value Holdings
Israel
$120K – – –
FP
1486
Financial Perspectives
Minnesota
$118K +$118K +800 New
RMAM
1487
Raab & Moskowitz Asset Management
New Jersey
$118K -$271K -1,838 -70%
DOA
1488
D'Orazio & Associates
Virginia
$118K -$2.95K -20 -2%
PFGIA
1489
Patriot Financial Group Insurance Agency
Massachusetts
$117K -$30.3K -205 -21%
BWA
1490
Burt Wealth Advisors
Maryland
$116K -$190K -1,283 -62%
CIA
1491
CSat Investment Advisory
Michigan
$116K -$121K -826 -51%
AIM
1492
Acropolis Investment Management
Missouri
$113K -$14.3K -97 -11%
GFPC
1493
Global Financial Private Client
Florida
$111K +$111K +755 New
PAM
1494
Paradigm Asset Management
New York
$111K – – –
CFFP
1495
Center for Financial Planning
Michigan
$110K +$110K +748 New
EWM
1496
Endurance Wealth Management
Rhode Island
$108K – – –
MA
1497
MCF Advisors
Kentucky
$108K – – –
HCA
1498
Horan Capital Advisors
Ohio
$107K – – –
EI
1499
Ellevest Inc
New York
$105K +$41.3K +279 +65%
RWB
1500
RMR Wealth Builders
New Jersey
$103K +$103K +699 New
58 59
60
61 62