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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
NC
1476
NewSquare Capital
Pennsylvania
$28K
CA
1477
Crewe Advisors
Utah
$28K +$25.9K +183 New
ATFA
1478
All Terrain Financial Advisors
Minnesota
$25K
DWM
1479
Destination Wealth Management
California
$25K +$8.35K +59 +56%
CHP
1480
Cable Hill Partners
Oregon
$24K
VEA
1481
Virtus ETF Advisers
New York
$24K
WWMSC
1482
Wagner Wealth Management (South Carolina)
South Carolina
$24K
IDBONY
1483
Israel Discount Bank of New York
New York
$24K +$22.3K +158 New
MCA
1484
Mercer Capital Advisers
New Jersey
$23K
TC
1485
Trilogy Capital
California
$23K
TFA
1486
Transamerica Financial Advisors
Florida
$22K +$19.4K +137 +3,425%
OBWP
1487
O'Brien Wealth Partners
Massachusetts
$22K +$20.5K +145 New
AAP
1488
Arax Advisory Partners
Colorado
$21K -$28K -198 -59%
WCM
1489
Wealthcare Capital Management
Virginia
$21K
FPB
1490
First PREMIER Bank
South Dakota
$19K
WWM
1491
Willingdon Wealth Management
North Carolina
$19K +$17.3K +122 New
PFO
1492
Pathstone Family Office
New Jersey
$17K +$15.6K +110 New
EWM
1493
Elmwood Wealth Management
California
$16.8K
GWS
1494
Glassman Wealth Services
Virginia
$16K -$2.12K -15 -12%
CIA
1495
Cascade Investment Advisors
Oregon
$15.2K -$1.07M -7,580 -99%
BCWM
1496
Bartlett & Co Wealth Management
Ohio
$15.2K
BC
1497
Bartlett & Co
Ohio
$15K
SHJ
1498
Sharkey, Howes & Javer
Colorado
$15K
BI
1499
Bramshill Investments
Florida
$15K +$14.1K +100 New
MFBTD
1500
MB Financial Bank - Trust Department
Illinois
$15K +$14.1K +100 New

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.