CAT icon

Caterpillar
CAT

Overview Fund Activity

2,559 hedge funds and large institutions have $107B invested in Caterpillar in 2023 Q4 according to their latest regulatory filings, with 311 funds opening new positions, 920 increasing their positions, 950 reducing their positions, and 107 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,559
Holders Change
+170
Holders Change %
+7.12%
% of All Funds
37.52%
Holding in Top 10
73
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-1.35%
% of All Funds
1.07%
New
311
Increased
920
Reduced
950
Closed
107
Calls
$3.22B
Puts
$3.57B
Net Calls
-$353M
Net Calls Change
+$355M

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$4.26B
2
CWP
Capital Wealth Planning
Florida
$350M
3
Bank Julius Baer & Co
Bank Julius Baer & Co
Switzerland
$178M
4
Charles Schwab
Charles Schwab
California
$948M
5
UBS Group
UBS Group
Switzerland
$521M

Top Sellers

1
Capital International Investors
Capital International Investors
California
$72.3M
2
Winslow Capital Management
Winslow Capital Management
Minnesota
$297K
3
DZ Bank
DZ Bank
Germany
$18.2M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$333M
5
Bank of New York Mellon
Bank of New York Mellon
New York
$1.12B
Name Holding Trade Value Shares
Change 		Shares
Change %
LSV Asset Management
126
LSV Asset Management
Illinois
$70.4M +$296K +1,000 +0.4%
Axa
127
Axa
France
$70.2M -$74.3M -251,341 -51%
Treasurer of the State of North Carolina
128
Treasurer of the State of North Carolina
North Carolina
$69.2M -$141K -477 -0.2%
Ensign Peak Advisors
129
Ensign Peak Advisors
Utah
$66.3M -$5.86M -19,811 -8%
Two Sigma Advisers
130
Two Sigma Advisers
New York
$65.3M +$62.2M +210,300 +1,984%
Zurich Cantonal Bank
131
Zurich Cantonal Bank
Switzerland
$64.1M -$619K -2,094 -1%
Northwestern Mutual Wealth Management
132
Northwestern Mutual Wealth Management
Wisconsin
$63.3M -$14.5K -49 -0%
Royal London Asset Management
133
Royal London Asset Management
United Kingdom
$63.3M +$1.06M +3,576 +2%
CIBC World Market
134
CIBC World Market
Ontario, Canada
$62.8M +$8.95M +30,259 +17%
OIAM
135
OFI Invest Asset Management
France
$62.7M +$14.7M +54,750 +30%
Jennison Associates
136
Jennison Associates
New York
$62.7M +$32.6M +110,108 +108%
Mariner
137
Mariner
Kansas
$61.9M +$4.06M +13,717 +7%
ICG
138
InterOcean Capital Group
Tennessee
$61.7M +$14.3M +48,203 +30%
Canada Life
139
Canada Life
Manitoba, Canada
$60.7M -$21.1M -71,654 -26%
Allianz Asset Management
140
Allianz Asset Management
Germany
$59.1M -$16.7M -56,431 -22%
BG
141
Bollard Group
Massachusetts
$58.1M +$280K +948 +0.5%
Aviva
142
Aviva
United Kingdom
$56.3M +$2.66M +8,987 +5%
FWIA
143
Fort Washington Investment Advisors
Ohio
$56.2M -$4.57M -15,445 -8%
State of Tennessee, Department of Treasury
144
State of Tennessee, Department of Treasury
Tennessee
$55.2M -$14.9M -50,258 -21%
RG
145
Rathbones Group
United Kingdom
$54.4M +$8.96M +30,308 +20%
Creative Planning
146
Creative Planning
Kansas
$53.4M +$3.99M +13,482 +8%
Mackenzie Financial
147
Mackenzie Financial
Ontario, Canada
$53.3M -$43.1M -145,782 -45%
Federated Hermes
148
Federated Hermes
Pennsylvania
$51.9M +$2.4M +8,102 +5%
NA
149
NewEdge Advisors
Louisiana
$51.2M +$1.51M +5,131 +3%
Caisse de Depot et Placement du Quebec (CDPQ)
150
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$50.9M +$50.9M +172,149 New
4 5
6
7 8