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Caterpillar
CAT

Overview Fund Activity

2,389 hedge funds and large institutions have $97.3B invested in Caterpillar in 2023 Q3 according to their latest regulatory filings, with 189 funds opening new positions, 902 increasing their positions, 899 reducing their positions, and 80 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,389
Holders Change
+79
Holders Change %
+3.42%
% of All Funds
38.09%
Holding in Top 10
74
Holding in Top 10 Change
+30
Holding in Top 10 Change %
+68.18%
% of All Funds
1.18%
New
189
Increased
902
Reduced
899
Closed
80
Calls
$2.6B
Puts
$3.31B
Net Calls
-$708M
Net Calls Change
-$286M

Top Buyers

1
Winslow Capital Management
Winslow Capital Management
Minnesota
$305M
2
Bank of America
Bank of America
North Carolina
$1.41B
3
Fidelity Investments
Fidelity Investments
Massachusetts
$1.65B
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$486M
5
1832 Asset Management
1832 Asset Management
Ontario, Canada
$119M

Top Sellers

1
AS
Altshuler Shaham
Israel
$2.52M
2
State Street
State Street
Massachusetts
$10.3B
3
VOYA Investment Management
VOYA Investment Management
Georgia
$89M
4
DZ Bank
DZ Bank
Germany
$312M
5
BlackRock
BlackRock
New York
$9.06B
Name Holding Trade Value Shares
Change 		Shares
Change %
Empower Advisory Group
126
Empower Advisory Group
Colorado
$67.3M +$1.47M +5,369 +2%
Ensign Peak Advisors
127
Ensign Peak Advisors
Utah
$66.6M -$2.36M -8,629 -3%
TD Asset Management
128
TD Asset Management
Ontario, Canada
$65.2M -$1.97M -7,209 -3%
LSV Asset Management
129
LSV Asset Management
Illinois
$64.8M -$7.32M -26,800 -10%
State of Tennessee, Department of Treasury
130
State of Tennessee, Department of Treasury
Tennessee
$64.7M -$11.3M -41,306 -15%
Treasurer of the State of North Carolina
131
Treasurer of the State of North Carolina
North Carolina
$64M +$320K +1,172 +0.5%
PI
132
PineBridge Investments
New York
$63.7M -$4.62M -16,940 -7%
Voloridge Investment Management
133
Voloridge Investment Management
Florida
$63.6M +$21M +76,768 +49%
Squarepoint
134
Squarepoint
New York
$61.2M +$393K +1,439 +0.6%
American Century Companies
135
American Century Companies
Missouri
$59.8M +$5.88M +21,553 +11%
Zurich Cantonal Bank
136
Zurich Cantonal Bank
Switzerland
$59.7M +$8.57M +31,385 +17%
Northwestern Mutual Wealth Management
137
Northwestern Mutual Wealth Management
Wisconsin
$58.5M -$548K -2,008 -0.9%
Royal London Asset Management
138
Royal London Asset Management
United Kingdom
$57.5M +$2.97M +10,857 +5%
Millennium Management
139
Millennium Management
New York
$57.3M -$88.9M -325,613 -61%
Victory Capital Management
140
Victory Capital Management
Texas
$57.2M +$3.42M +12,519 +6%
Teacher Retirement System of Texas
141
Teacher Retirement System of Texas
Texas
$56.3M +$3.46M +12,676 +7%
FWIA
142
Fort Washington Investment Advisors
Ohio
$56.1M +$1.1M +4,012 +2%
BG
143
Bollard Group
Massachusetts
$53.4M +$210K +769 +0.4%
Mariner
144
Mariner
Kansas
$53.4M +$450K +1,650 +0.9%
SG Americas Securities
145
SG Americas Securities
New York
$52.5M +$44.4M +162,552 +544%
ERSOT
146
Employees Retirement System of Texas
Texas
$50.8M – – –
CIBC World Market
147
CIBC World Market
Ontario, Canada
$49.7M +$13.2M +48,427 +36%
Cambridge Investment Research Advisors
148
Cambridge Investment Research Advisors
Iowa
$49.5M -$327K -1,199 -0.7%
Aviva
149
Aviva
United Kingdom
$49.5M +$5.08M +18,591 +11%
FCI
150
Financial Counselors Inc
Kansas
$49M +$186K +683 +0.4%
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