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Caterpillar
CAT

Overview Fund Activity

2,145 hedge funds and large institutions have $74.5B invested in Caterpillar in 2021 Q4 according to their latest regulatory filings, with 341 funds opening new positions, 844 increasing their positions, 624 reducing their positions, and 97 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,145
Holders Change
+216
Holders Change %
+11.2%
% of All Funds
33.13%
Holding in Top 10
25
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+19.05%
% of All Funds
0.39%
New
341
Increased
844
Reduced
624
Closed
97
Calls
$1.6B
Puts
$2.22B
Net Calls
-$616M
Net Calls Change
+$505M

Top Buyers

1
Capital World Investors
1
Capital World Investors
California
$2.74B
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$726M
3
Ameriprise
3
Ameriprise
Minnesota
$487M
4
Invesco
4
Invesco
Georgia
$1.01B
5
Neuberger Berman Group
5
Neuberger Berman Group
New York
$253M

Top Sellers

1
Capital International Investors
1
Capital International Investors
California
$348M
2
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$532M
3
BlackRock
3
BlackRock
New York
$7.55B
4
Renaissance Technologies
4
Renaissance Technologies
New York
$57.5M
5
Fidelity Investments
5
Fidelity Investments
Massachusetts
$863M
Name Holding Trade Value Shares
Change 		Shares
Change %
SSA
126
Schonfeld Strategic Advisors
New York
$55.7M +$37.4M +180,684 +203%
Assenagon Asset Management
127
Assenagon Asset Management
Luxembourg
$55M +$18.7M +90,235 +51%
Korea Investment Corp
128
Korea Investment Corp
South Korea
$54.7M -$1.55M -7,500 -3%
PAMS
129
Pictet Asset Management (Switzerland)
Switzerland
$54.7M +$430K +2,080 +0.8%
Citadel Advisors
130
Citadel Advisors
Florida
$53.4M -$5.03M -24,332 -9%
FMI
131
Factory Mutual Insurance
Massachusetts
$52.5M -$6.07M -28,957 -10%
CI
132
Conning Inc
Connecticut
$51.9M +$2.34M +11,312 +5%
Voloridge Investment Management
133
Voloridge Investment Management
Florida
$49.1M -$11.3M -54,858 -19%
Treasurer of the State of North Carolina
134
Treasurer of the State of North Carolina
North Carolina
$49.1M -$409K -1,980 -0.8%
GIA
135
Gateway Investment Advisers
Ohio
$48.5M +$42.4K +205 +0.1%
BNP Paribas Financial Markets
136
BNP Paribas Financial Markets
France
$48.2M -$46.1M -222,906 -49%
Jane Street
137
Jane Street
New York
$47.4M -$663K -3,209 -1%
Truist Financial
138
Truist Financial
North Carolina
$47.1M +$3.57M +17,256 +8%
IG
139
ING Group
Netherlands
$46.7M +$17.9M +86,410 +62%
RHBC
140
R.H. Bluestein & Co
Michigan
$46.7M +$7.35M +35,570 +19%
Aberdeen Group
141
Aberdeen Group
United Kingdom
$44.4M -$2.61M -12,634 -6%
NSLI
142
Nan Shan Life Insurance
Taiwan
$43.3M – – –
Macquarie Group
143
Macquarie Group
Australia
$43.3M +$2.91M +14,057 +7%
CCMG
144
Clark Capital Management Group
Pennsylvania
$43.1M +$13.6M +65,639 +46%
CA
145
Capitolis Advisors
New York
$42.9M +$11.1M +53,919 +35%
CTB
146
Country Trust Bank
Illinois
$42.3M +$974K +4,712 +2%
Nisa Investment Advisors
147
Nisa Investment Advisors
Missouri
$41.2M -$2.5M -12,385 -6%
CIM
148
Chiron Investment Management
New York
$41.2M +$41.2M +199,335 New
M&T Bank
149
M&T Bank
New York
$41.1M +$302K +1,459 +0.7%
Royal London Asset Management
150
Royal London Asset Management
United Kingdom
$40.3M -$83.9K -406 -0.2%
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