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Caterpillar
CAT

Overview Fund Activity

1,883 hedge funds and large institutions have $68.6B invested in Caterpillar in 2020 Q4 according to their latest regulatory filings, with 317 funds opening new positions, 697 increasing their positions, 608 reducing their positions, and 63 closing their positions.

Holders
1,883
Holders Change
+232
Holders Change %
+14.05%
% of All Funds
33.41%
Holding in Top 10
30
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+36.36%
% of All Funds
0.53%
New
317
Increased
697
Reduced
608
Closed
63
Calls
$1.78B
Puts
$2.1B
Net Calls
-$316M
Net Calls Change
-$338M

Top Buyers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$2.37B
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$1.1B
3
Capital World Investors
3
Capital World Investors
California
$598M
4
Citadel Advisors
4
Citadel Advisors
Florida
$237M
5
Invesco
5
Invesco
Georgia
$710M

Top Sellers

1
Sanders Capital
1
Sanders Capital
Florida
$0
2
State Street
2
State Street
Massachusetts
$7.51B
3
Primecap Management
3
Primecap Management
California
$925M
4
Macquarie Group
4
Macquarie Group
Australia
$728M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$203M
Name Holding Trade Value Shares
Change 		Shares
Change %
WBC
126
Westpac Banking Corp
Australia
$43.9M +$27.6M +151,586 +169%
Truist Financial
127
Truist Financial
North Carolina
$43.6M +$3.4M +18,688 +8%
AQR Capital Management
128
AQR Capital Management
Connecticut
$43.6M -$17.7M -98,056 -29%
Osaic Holdings
129
Osaic Holdings
Arizona
$43.4M -$2.17M -11,934 -5%
Treasurer of the State of North Carolina
130
Treasurer of the State of North Carolina
North Carolina
$43.1M +$313K +1,720 +0.7%
GIA
131
Gateway Investment Advisers
Ohio
$42.9M -$4.46M -24,502 -9%
WA
132
WestEnd Advisors
North Carolina
$42.5M -$2.13M -11,713 -5%
Axa
133
Axa
France
$42.3M -$1.63M -8,967 -4%
Robeco Institutional Asset Management
134
Robeco Institutional Asset Management
Netherlands
$42.2M +$10.2M +56,178 +32%
Aberdeen Group
135
Aberdeen Group
United Kingdom
$42.1M +$541K +2,970 +1%
M&T Bank
136
M&T Bank
New York
$41.9M -$900K -4,945 -2%
MAM
137
Madison Asset Management
Wisconsin
$40.6M +$428K +2,352 +1%
PI
138
PGGM Investments
Netherlands
$39.2M -$3.59M -19,706 -8%
Fifth Third Bancorp
139
Fifth Third Bancorp
Ohio
$37.5M +$7.76M +42,611 +26%
Janus Henderson Group
140
Janus Henderson Group
United Kingdom
$37.4M -$254K -1,393 -0.7%
CCMG
141
Clark Capital Management Group
Pennsylvania
$37.3M +$9.96M +54,703 +36%
Zurich Cantonal Bank
142
Zurich Cantonal Bank
Switzerland
$37M +$7.99M +43,923 +28%
MIFH
143
Migdal Insurance & Financial Holdings
Israel
$36.4M +$36.4M +200,000 New
Royal London Asset Management
144
Royal London Asset Management
United Kingdom
$36M -$974K -5,355 -3%
Ensign Peak Advisors
145
Ensign Peak Advisors
Utah
$35.8M -$10.1M -55,419 -22%
MNG
146
Manning & Napier Group
New York
$34.2M -$1.33M -7,283 -4%
Calamos Advisors
147
Calamos Advisors
Illinois
$33.8M +$605K +3,326 +2%
BG
148
Bollard Group
Massachusetts
$33.6M -$679K -3,729 -2%
Skandinaviska Enskilda Banken (SEB)
149
Skandinaviska Enskilda Banken (SEB)
Sweden
$33.5M +$2.83M +15,572 +9%
GCM
150
Graham Capital Management
Connecticut
$32.8M – – –
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