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Caterpillar

1,545 hedge funds and large institutions have $46B invested in Caterpillar in 2020 Q2 according to their latest regulatory filings, with 159 funds opening new positions, 520 increasing their positions, 631 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 159 | Existing positions closed: 94

8% more capital invested

Capital invested by funds: $42.6B → $46B (+$3.48B)

4% more funds holding

Funds holding: 1,4901,545 (+55)

0.51% more ownership

Funds ownership: 66.76%67.27% (+0.51%)

13% less call options, than puts

Call options by funds: $1.24B | Put options by funds: $1.43B

18% less repeat investments, than reductions

Existing positions increased: 520 | Existing positions reduced: 631

26% less funds holding in top 10

Funds holding in top 10: 2317 (-6)

Holders
1,545
Holders Change
+55
Holders Change %
+3.69%
% of All Funds
31.68%
Holding in Top 10
17
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-26.09%
% of All Funds
0.35%
New
159
Increased
520
Reduced
631
Closed
94
Calls
$1.24B
Puts
$1.43B
Net Calls
-$190M
Net Calls Change
+$240M
Name Holding Trade Value Shares
Change
Change in
Stake
RCAMU
126
Rothschild & Co Asset Management US
Connecticut
$30.3M -$3.29M -27,726 -10%
Ensign Peak Advisors
127
Ensign Peak Advisors
Utah
$30.1M +$6.73M +56,733 +31%
PI
128
PGGM Investments
Netherlands
$29.7M +$27.9M +234,955 New
Treasurer of the State of North Carolina
129
Treasurer of the State of North Carolina
North Carolina
$29.1M -$3.37M -28,466 -11%
MAM
130
Madison Asset Management
Wisconsin
$28.5M -$639K -5,388 -2%
BNP Paribas Asset Management
131
BNP Paribas Asset Management
France
$28.3M +$2.03M +17,142 +8%
JMPWA
132
JP Morgan Private Wealth Advisors
California
$28.1M -$681K -5,748 -3%
Parallax Volatility Advisers
133
Parallax Volatility Advisers
California
$27.9M -$35.9M -302,898 -58%
SAM
134
Storebrand Asset Management
Norway
$27.8M +$518K +4,370 +2%
CWM
135
CIBC World Markets
New York
$27.6M -$509K -4,291 -2%
Janney Montgomery Scott
136
Janney Montgomery Scott
Pennsylvania
$26.7M +$437K +3,686 +2%
Janus Henderson Group
137
Janus Henderson Group
United Kingdom
$26.3M +$1.9M +16,064 +8%
Royal London Asset Management
138
Royal London Asset Management
United Kingdom
$25.5M -$945K -7,970 -4%
WIC
139
Willis Investment Counsel
Georgia
$25.3M +$257K +2,167 +1%
Balyasny Asset Management
140
Balyasny Asset Management
Illinois
$25M +$23.4M +197,630 New
GC
141
Guggenheim Capital
Illinois
$24.7M +$2.64M +22,300 +13%
MNG
142
Manning & Napier Group
New York
$24.7M -$518K -4,365 -2%
HIMC
143
Heritage Investors Management Corp
Maryland
$23.8M -$159K -1,337 -0.7%
BG
144
Bollard Group
Massachusetts
$23.7M -$1.49M -12,551 -6%
MIFH
145
Migdal Insurance & Financial Holdings
Israel
$23.5M -$2.85M -24,050 -11%
TAM
146
Tocqueville Asset Management
New York
$23.3M -$15.9M -134,312 -42%
MPMG
147
Minneapolis Portfolio Management Group
Minnesota
$23M -$1.57M -13,223 -7%
Aviva
148
Aviva
United Kingdom
$22.8M -$954K -8,044 -4%
GCM
149
Graham Capital Management
Connecticut
$22.8M -$711K -6,000 -3%
Nisa Investment Advisors
150
Nisa Investment Advisors
Missouri
$22.7M -$11.9K -100 -0.1%

CAT Hedge Fund Activity: Q2 2020 in Review

1,545 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2020, worth a combined $46B — up 8.2% from $42.6B a quarter earlier.

Buyers outnumbered sellers: 159 funds opened new CAT positions and 94 closed out — a net gain of 65 holders — while 520 added to existing stakes and 631 trimmed.

The largest buyer was Capital International Investors, adding an estimated $308M. The largest seller was Bank of America, cutting an estimated $418M.

  • 1,545 institutional investors held Caterpillar (CAT) as of Q2 2020, up from 1,490 in Q1 2020.
  • Funds reported $46B of Caterpillar stock for Q2 2020, up 8.2% quarter-over-quarter.
  • 159 funds opened new Caterpillar positions in Q2 2020 and 94 closed out, a net change of +65 holders.
  • The largest Caterpillar buyer in Q2 2020 was Capital International Investors, an estimated $308M added.
  • The largest Caterpillar seller in Q2 2020 was Bank of America, an estimated $418M sold.

Based on aggregated 13F filings for Q2 2020.