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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
$384M
2
Capital International Investors
Capital International Investors
California
$575M
3
Invesco
Invesco
Georgia
$399M
4
Wellington Management Group
Wellington Management Group
Massachusetts
$782M
5
Boston Partners
Boston Partners
Massachusetts
$169M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$205M
2
Capital World Investors
Capital World Investors
California
$175M
3
Primecap Management
Primecap Management
California
$904M
4
Ameriprise
Ameriprise
Minnesota
$227M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
JPMPWA
126
J.P. Morgan Private Wealth Advisors
California
$26.4M -$1.56M -13,457 -6%
TD Asset Management
127
TD Asset Management
Ontario, Canada
$25.9M +$424K +3,653 +2%
CWM
128
CIBC World Markets
New York
$25.9M -$25.5M -220,049 -50%
FWIA
129
Fort Washington Investment Advisors
Ohio
$25.2M +$377K +3,245 +2%
Truist Financial
130
Truist Financial
North Carolina
$24.3M +$1.14M +9,788 +5%
MIFH
131
Migdal Insurance & Financial Holdings
Israel
$24.3M -$12.3M -106,180 -34%
Janney Montgomery Scott
132
Janney Montgomery Scott
Pennsylvania
$24.1M -$613K -5,286 -2%
BNP Paribas Asset Management
133
BNP Paribas Asset Management
France
$24M +$2.39M +20,619 +11%
Royal London Asset Management
134
Royal London Asset Management
United Kingdom
$23.6M -$80.6K -722 -0.3%
BG
135
Bollard Group
Massachusetts
$23.2M +$1.31M +11,263 +6%
MNG
136
Manning & Napier Group
New York
$23.2M +$3.37M +29,050 +17%
WIC
137
Willis Investment Counsel
Georgia
$22.9M +$3.05M +26,250 +15%
MPMG
138
Minneapolis Portfolio Management Group
Minnesota
$22.6M -$2.04M -17,549 -8%
BS
139
Banco Santander
Spain
$22.5M +$6.13M +52,801 +37%
Janus Henderson Group
140
Janus Henderson Group
United Kingdom
$22.3M -$44M -379,238 -66%
HIMC
141
Heritage Investors Management Corp
Maryland
$22M -$549K -4,728 -2%
Aviva
142
Aviva
United Kingdom
$21.9M -$98.8K -851 -0.4%
GCM
143
Graham Capital Management
Connecticut
$21.6M – – –
Ensign Peak Advisors
144
Ensign Peak Advisors
Utah
$21M -$14.8M -127,937 -41%
Nisa Investment Advisors
145
Nisa Investment Advisors
Missouri
$20.8M -$826K -7,120 -4%
CAI
146
Capital Advisors Inc
Oklahoma
$20.6M +$8.84M +76,172 +75%
KeyBank National Association
147
KeyBank National Association
Ohio
$20.3M -$196K -1,691 -1%
CTB
148
Country Trust Bank
Illinois
$20.1M +$94.3K +813 +0.5%
GC
149
Guggenheim Capital
Illinois
$20.1M +$682K +5,875 +4%
Nomura Asset Management
150
Nomura Asset Management
Japan
$19.7M -$12.1M -103,865 -38%
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