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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
$1.14B
2
Fidelity Investments
Fidelity Investments
Massachusetts
$557M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$502M
4
AIG
American International Group
New York
$371M
5
Ameriprise
Ameriprise
Minnesota
$456M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
$2.83B
2
State Street
State Street
Massachusetts
$6.61B
3
Vanguard Group
Vanguard Group
Pennsylvania
$7.26B
4
Deutsche Bank
Deutsche Bank
Germany
$216M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
$29.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
Aberdeen Group
126
Aberdeen Group
United Kingdom
$40.4M -$2.09M -14,186 -5%
Nomura Asset Management
127
Nomura Asset Management
Japan
$40.4M -$6.56M -44,411 -14%
Baird Financial Group
128
Baird Financial Group
Wisconsin
$40.3M -$3.39M -22,984 -8%
RJFSA
129
Raymond James Financial Services Advisors
Florida
$40M -$65.3K -442 -0.2%
Axa
130
Axa
France
$38.2M -$1.49M -10,085 -4%
Parallax Volatility Advisers
131
Parallax Volatility Advisers
California
$38M +$22.7M +153,412 +148%
JPMPWA
132
J.P. Morgan Private Wealth Advisors
California
$35.6M +$2.68M +18,145 +8%
OSAM
133
O'Shaughnessy Asset Management
Connecticut
$35.6M +$18.2M +123,167 +105%
Treasurer of the State of North Carolina
134
Treasurer of the State of North Carolina
North Carolina
$35.4M -$273K -1,850 -0.8%
TD Asset Management
135
TD Asset Management
Ontario, Canada
$32.5M -$2.97M -20,086 -8%
MAM
136
Madison Asset Management
Wisconsin
$31.8M +$31.8M +215,221 New
FWIA
137
Fort Washington Investment Advisors
Ohio
$31.6M +$2.76M +18,694 +10%
Janney Montgomery Scott
138
Janney Montgomery Scott
Pennsylvania
$31.4M +$517K +3,499 +2%
MPMG
139
Minneapolis Portfolio Management Group
Minnesota
$31.3M -$482K -3,262 -2%
Royal London Asset Management
140
Royal London Asset Management
United Kingdom
$31.3M -$289K -1,962 -0.9%
ACI
141
AMP Capital Investors
Australia
$30.3M -$6.26M -42,416 -17%
Envestnet Asset Management
142
Envestnet Asset Management
Illinois
$30.2M +$3.98M +26,976 +15%
CI Investments Inc
143
CI Investments Inc
Ontario, Canada
$29.8M +$29.8M +201,470 +145,993%
Truist Financial
144
Truist Financial
North Carolina
$29.5M +$25.6M +173,023 +641%
Bank of Nova Scotia
145
Bank of Nova Scotia
Ontario, Canada
$29.5M +$12M +80,920 +68%
Jane Street
146
Jane Street
New York
$29.3M +$12.1M +82,238 +71%
D.E. Shaw & Co
147
D.E. Shaw & Co
New York
$29.3M -$149M -1,009,204 -84%
HIMC
148
Heritage Investors Management Corp
Maryland
$28.7M -$408K -2,763 -1%
Aviva
149
Aviva
United Kingdom
$28M -$598K -4,048 -2%
BG
150
Bollard Group
Massachusetts
$27.9M +$589K +3,988 +2%
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