CAT icon

Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
+$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$174M
3
Harris Associates
Harris Associates
Illinois
+$125M
4
DCM
Discovery Capital Management
Connecticut
+$100M
5
LSV Asset Management
LSV Asset Management
Illinois
+$76.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$676M
2
Jennison Associates
Jennison Associates
New York
-$664M
3
SCM
Suvretta Capital Management
New York
-$194M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$161M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$119M
Name Holding Trade Value Shares
Change 		Shares
Change %
TD Asset Management
126
TD Asset Management
Ontario, Canada
$34.2M -$267K -2,099 -0.8%
CM
127
Castleark Management
Illinois
$34M +$320K +2,522 +1%
Fifth Third Bancorp
128
Fifth Third Bancorp
Ohio
$34M -$1.56M -12,283 -4%
PAM
129
Panagora Asset Management
Massachusetts
$33.5M -$64.4M -506,732 -66%
USAA
130
United Services Automobile Association
Texas
$33M +$8.99M +70,764 +37%
CAM
131
ClariVest Asset Management
California
$32.5M -$1.78M -13,987 -5%
ProShare Advisors
132
ProShare Advisors
Maryland
$32.5M +$11.3M +88,977 +53%
Zurich Cantonal Bank
133
Zurich Cantonal Bank
Switzerland
$32.5M -$549K -4,319 -2%
TAM
134
Tocqueville Asset Management
New York
$31.7M -$3.17M -24,970 -9%
OI
135
Oakbrook Investments
Illinois
$31M -$2.01M -15,800 -6%
Royal London Asset Management
136
Royal London Asset Management
United Kingdom
$30.9M +$30.9M +246,303 New
Millennium Management
137
Millennium Management
New York
$30.9M -$60.7M -477,690 -66%
RJFSA
138
Raymond James Financial Services Advisors
Florida
$30.9M +$2.68M +21,108 +10%
ACI
139
AMP Capital Investors
Australia
$30.5M -$2.91M -23,142 -9%
AIG
140
American International Group
New York
$29.6M -$2.4M -18,877 -7%
BCIM
141
British Columbia Investment Management
British Columbia, Canada
$29.3M +$1.44M +11,333 +5%
Citigroup
142
Citigroup
New York
$28.5M -$8.67M -68,196 -23%
GAM
143
Gotham Asset Management
New York
$28.1M +$5.98M +47,090 +27%
LCM
144
Laurion Capital Management
New York
$28M +$28M +220,150 New
SGAM
145
Smith Group Asset Management
Texas
$27.4M -$1.14M -8,960 -4%
MPMG
146
Minneapolis Portfolio Management Group
Minnesota
$26.7M +$1.56M +12,280 +6%
State of Tennessee, Department of Treasury
147
State of Tennessee, Department of Treasury
Tennessee
$26.4M +$4.28M +33,671 +19%
Nisa Investment Advisors
148
Nisa Investment Advisors
Missouri
$26.1M -$1.9M -14,953 -7%
VanEck Associates
149
VanEck Associates
New York
$26.1M +$22.7M +178,922 +676%
NB
150
Norinchukin Bank
Japan
$26.1M -$4.66M -36,643 -15%
4 5
6
7 8