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Caterpillar
CAT

Overview Fund Activity

1,071 hedge funds and large institutions have $33.2B invested in Caterpillar in 2013 Q3 according to their latest regulatory filings, with 82 funds opening new positions, 365 increasing their positions, 484 reducing their positions, and 74 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,071
Holders Change
-2
Holders Change %
-0.19%
% of All Funds
34.74%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.71%
New
82
Increased
365
Reduced
484
Closed
74
Calls
$930M
Puts
$1.52B
Net Calls
-$586M
Net Calls Change
+$45M

Top Buyers

1
Capital World Investors
Capital World Investors
California
$1.98B
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$497M
3
Franklin Resources
Franklin Resources
California
$445M
4
SG Americas Securities
SG Americas Securities
New York
$150M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
$195M

Top Sellers

1
State Street
State Street
Massachusetts
$5.68B
2
Fidelity Investments
Fidelity Investments
Massachusetts
$540M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$162M
4
HSBC Holdings
HSBC Holdings
United Kingdom
$135M
5
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
$46.8M
Name Holding Trade Value Shares
Change 		Shares
Change %
VOYA Investment Management
126
VOYA Investment Management
Georgia
$25M -$1.84M -22,016 -7%
KeyBank National Association
127
KeyBank National Association
Ohio
$24.9M -$1.81M -21,747 -7%
M2MC
128
Matthew 25 Management Corp
Pennsylvania
$24.6M -$3.09M -37,000 -11%
BA
129
BlackRock Advisors
Delaware
$23.8M -$431K -5,167 -2%
VDI
130
Vaughan David Investments
Illinois
$23.5M +$367K +4,399 +2%
AIG
131
American International Group
New York
$23.2M -$592K -7,106 -2%
FWIA
132
Fort Washington Investment Advisors
Ohio
$22.9M -$38.8K -465 -0.2%
IRF
133
IBM Retirement Fund
New York
$22.7M -$3.3M -39,608 -13%
Macquarie Group
134
Macquarie Group
Australia
$22.7M -$1.02M -12,193 -4%
SOMRS
135
State of Michigan Retirement System
Michigan
$21.6M -$692K -8,300 -3%
LBG
136
Lloyds Banking Group
United Kingdom
$21.2M +$1.94M +23,254 +10%
BNP Paribas Asset Management
137
BNP Paribas Asset Management
France
$21.2M -$18.4M -220,424 -46%
ZAM
138
Zenit Asset Management
Sweden
$20.9M +$4.18M +50,000 +25%
BTS
139
BB&T Securities
Virginia
$20.4M -$20.8M -24,992 -50%
MHC
140
Meyer Handelman Company
New York
$20.3M +$16.7K +200 +0.1%
LPL Financial
141
LPL Financial
California
$20.2M -$3.13M -36,302 -13%
MG
142
Markel Group
Virginia
$20.2M -$250K -3,000 -1%
SIC
143
Schwartz Investment Counsel
Michigan
$19.9M +$5.42M +65,000 +37%
WBG
144
Wharton Business Group
Pennsylvania
$19.6M -$703K -8,435 -3%
BHC
145
Bowen Hanes & Co
Florida
$19.6M -$2.32M -27,810 -11%
SC
146
Sculptor Capital
New York
$19.5M +$7.29M +87,456 +60%
Los Angeles Capital Management
147
Los Angeles Capital Management
California
$19.5M +$1.93M +23,121 +11%
Public Employees Retirement Association of Colorado
148
Public Employees Retirement Association of Colorado
Colorado
$19.4M -$365K -4,374 -2%
GC
149
Guggenheim Capital
Illinois
$18.9M -$3.81M -45,651 -17%
ABC
150
Associated Banc-Corp
Wisconsin
$18.4M -$2.58M -30,920 -12%
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