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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
BF
1451
Blankinship & Foster
California
$205K +$205K +1,377 New
MW
1452
Marcum Wealth
Ohio
$204K +$204K +1,367 New
BCWM
1453
Blue Chip Wealth Management
Florida
$204K +$204K +1,370 New
RPWA
1454
Regent Peak Wealth Advisors
Georgia
$204K +$204K +1,371 New
JFGIW
1455
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$203K +$24.8K +166 +14%
STA
1456
Summit Trail Advisors
New York
$203K +$203K +1,192 New
CAM
1457
Claret Asset Management
Quebec, Canada
$203K +$203K +1,358 New
LNB
1458
Ledyard National Bank
$202K -$53.1K -357 -21%
CCM
1459
Canal Capital Management
Virginia
$202K +$202K +1,356 New
RCG
1460
Rock Creek Group
District of Columbia
$199K -$135K -904 -40%
SFFS
1461
Stonehage Fleming Financial Services
Jersey
$199K – – –
BFC
1462
Bedel Financial Consulting
Indiana
$198K -$2.69K -18 -1%
BWA
1463
BDO Wealth Advisors
Florida
$197K +$6.12K +41 +3%
SC
1464
Solstein Capital
California
$192K +$192K +1,290 New
IBOK
1465
Independence Bank of Kentucky
Kentucky
$190K – – –
CAM
1466
CenterStar Asset Management
Illinois
$190K -$566K – –
QT
1467
Quantbot Technologies
New York
$185K -$1.45M -9,744 -89%
PWMG
1468
Prestige Wealth Management Group
New Jersey
$185K +$33.2K +223 +22%
CDIA
1469
Capital Directions Investment Advisors
Georgia
$183K +$183K +1,228 New
BDWM
1470
Brewin Dolphin Wealth Management
Ireland
$179K – – –
LC
1471
Lindbrook Capital
California
$175K +$4.32K +29 +3%
AF
1472
Allworth Financial
California
$173K +$748 +5 +0.4%
HFRG
1473
Houlihan Financial Resource Group
Virginia
$172K +$172K +1,015 New
HI
1474
Human Investing
Oregon
$169K -$170K -1,140 -50%
NSB
1475
Norway Savings Bank
Maine
$169K – – –
57 58
59
60 61