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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
AA
1451
Advisory Alpha
Michigan
$196K -$36.3K -247 -16%
VCM
1452
Vigilant Capital Management
Maine
$196K – – –
PB
1453
Pinnacle Bancorp
Nebraska
$195K – – –
NSB
1454
Norway Savings Bank
Maine
$193K -$7.37K -50 -4%
RP
1455
Rice Partnership
Hawaii
$193K +$193K +1,309 New
TL
1456
TrueWealth LLC
Georgia
$189K +$7.1K +48 +4%
FEG
1457
Financial Enhancement Group
Indiana
$186K – – –
FMT
1458
First Mercantile Trust
Tennessee
$181K -$4.42K -30 -2%
CDIA
1459
Capital Directions Investment Advisors
Georgia
$181K – – –
BDWM
1460
Brewin Dolphin Wealth Management
Ireland
$177K -$14K -95 -7%
IFAM
1461
Institutional & Family Asset Management
Colorado
$175K +$1.18K +8 +0.7%
LFG
1462
Larson Financial Group
Missouri
$168K -$23.6K -160 -12%
IWA
1463
Intercontinental Wealth Advisors
Texas
$168K -$7.96K -58 -5%
O
1464
Ossiam
France
$165K -$203K -1,369 -55%
FPFS
1465
First Personal Financial Services
North Carolina
$164K -$444 -3 -0.3%
SWM
1466
Selective Wealth Management
Virginia
$164K – – –
SBL
1467
Sargent Bickham Lagudis
Colorado
$162K +$34K +230 +27%
BL
1468
Balentine LLC
Georgia
$161K -$813K -5,496 -83%
EIP
1469
Ellis Investment Partners
Pennsylvania
$160K +$752 +5 +0.5%
SCM
1470
Silvant Capital Management
Georgia
$159K – – –
JFGIW
1471
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$157K -$148K -1,010 -49%
PMFA
1472
Plante Moran Financial Advisors
Michigan
$156K -$33.3K -226 -18%
MF
1473
Manchester Financial
California
$151K +$151K +1,022 New
SM
1474
SG3 Management
Puerto Rico
$148K – – –
SAM
1475
S.A. Mason
Michigan
$148K +$148K +1,000 New
57 58
59
60 61