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Caterpillar

1,514 hedge funds and large institutions have $54.5B invested in Caterpillar in 2018 Q2 according to their latest regulatory filings, with 114 funds opening new positions, 584 increasing their positions, 543 reducing their positions, and 90 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 90

8% more repeat investments, than reductions

Existing positions increased: 584 | Existing positions reduced: 543

0% more funds holding

Funds holding: 1,5071,514 (+7)

0.72% less ownership

Funds ownership: 68.1%67.38% (-0.72%)

9% less capital invested

Capital invested by funds: $59.8B → $54.5B (-$5.36B)

26% less call options, than puts

Call options by funds: $1.4B | Put options by funds: $1.89B

36% less funds holding in top 10

Funds holding in top 10: 4529 (-16)

Holders
1,514
Holders Change
+7
Holders Change %
+0.46%
% of All Funds
34.65%
Holding in Top 10
29
Holding in Top 10 Change
-16
Holding in Top 10 Change %
-35.56%
% of All Funds
0.66%
New
114
Increased
584
Reduced
543
Closed
90
Calls
$1.4B
Puts
$1.89B
Net Calls
-$482M
Net Calls Change
+$526M
Name Holding Trade Value Shares
Change
Change in
Stake
WP
1451
WealthShield Partners
North Carolina
$29K +$3.74M +25,025 New
MYIA
1452
Mount Yale Investment Advisors
Colorado
$28K -$22.9K -153 -42%
AA
1453
AlphaMark Advisors
Kentucky
$28K -$14.9K -100 -32%
LFA
1454
Legacy Financial Advisors
Kentucky
$28K +$4.63K +31 +19%
SPL
1455
Smart Portfolios LLC
Washington
$27K
TIM
1456
Tortoise Investment Management
New York
$27K
TVWM
1457
Tower View Wealth Management
Wisconsin
$27K
NC
1458
NewSquare Capital
Pennsylvania
$25K
BCP
1459
Blackhawk Capital Partners
Wisconsin
$23K
ATFA
1460
All Terrain Financial Advisors
Minnesota
$22K
VEA
1461
Virtus ETF Advisers
New York
$22K
CHP
1462
Cable Hill Partners
Oregon
$21K +$4.63K +31 +26%
WWMSC
1463
Wagner Wealth Management (South Carolina)
South Carolina
$21K +$23.2K +155 New
MCA
1464
Mercer Capital Advisers
New Jersey
$20K
TC
1465
Trilogy Capital
California
$20K
WCM
1466
Wealthcare Capital Management
Virginia
$18K +$10.5K +70 +108%
TAIM
1467
TD Ameritrade Investment Management
Nebraska
$18K +$19.3K +129 New
FPB
1468
First PREMIER Bank
South Dakota
$17K
GWS
1469
Glassman Wealth Services
Virginia
$17K +$1.34K +9 +8%
RFWA
1470
RPg Family Wealth Advisory
Massachusetts
$16.3K +$17.9K +120 New
SWMG
1471
Signature Wealth Management Group
Georgia
$15K
EWM
1472
Elmwood Wealth Management
California
$14.9K
DWM
1473
Destination Wealth Management
California
$14K -$7.47K -50 -32%
BC
1474
Bartlett & Co
Ohio
$14K
SHJ
1475
Sharkey, Howes & Javer
Colorado
$14K

CAT Hedge Fund Activity: Q2 2018 in Review

1,514 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2018, worth a combined $54.5B — down 9% from $59.8B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new CAT positions and 90 closed out — a net gain of 24 holders — while 584 added to existing stakes and 543 trimmed.

The largest buyer was Cornerstone Wealth Management, adding an estimated $186M. The largest seller was Wellington Management Group, cutting an estimated $231M.

  • 1,514 institutional investors held Caterpillar (CAT) as of Q2 2018, up from 1,507 in Q1 2018.
  • Funds reported $54.5B of Caterpillar stock for Q2 2018, down 9% quarter-over-quarter.
  • 114 funds opened new Caterpillar positions in Q2 2018 and 90 closed out, a net change of +24 holders.
  • The largest Caterpillar buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $186M added.
  • The largest Caterpillar seller in Q2 2018 was Wellington Management Group, an estimated $231M sold.

Based on aggregated 13F filings for Q2 2018.