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Caterpillar

1,595 hedge funds and large institutions have $51.6B invested in Caterpillar in 2019 Q1 according to their latest regulatory filings, with 152 funds opening new positions, 581 increasing their positions, 595 reducing their positions, and 98 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more first-time investments, than exits

New positions opened: 152 | Existing positions closed: 98

6% more capital invested

Capital invested by funds: $48.7B → $51.6B (+$2.89B)

2% more funds holding

Funds holding: 1,5601,595 (+35)

0.67% more ownership

Funds ownership: 65.53%66.19% (+0.67%)

2% less repeat investments, than reductions

Existing positions increased: 581 | Existing positions reduced: 595

10% less funds holding in top 10

Funds holding in top 10: 2926 (-3)

29% less call options, than puts

Call options by funds: $1.15B | Put options by funds: $1.62B

Holders
1,595
Holders Change
+35
Holders Change %
+2.24%
% of All Funds
34.52%
Holding in Top 10
26
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-10.34%
% of All Funds
0.56%
New
152
Increased
581
Reduced
595
Closed
98
Calls
$1.15B
Puts
$1.62B
Net Calls
-$470M
Net Calls Change
-$281M
Name Holding Trade Value Shares
Change
Change in
Stake
FPFS
1426
First Personal Financial Services
North Carolina
$147K -$1.86K -14 -1%
LWCFA
1427
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$139K +$5.98K +45 +5%
LC
1428
Lavaca Capital
Texas
$138K
KOCAA
1429
Knights of Columbus Asset Advisors
Connecticut
$138K +$135K +1,018 New
JFGIW
1430
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$136K -$26.6K -200 -17%
QT
1431
Quantamental Technologies
New York
$135K -$141K -1,063 -52%
EMG
1432
ETF Managers Group
New Jersey
$134K +$13.7K +103 +12%
SLF
1433
Sun Life Financial
Ontario, Canada
$133K -$88.6K -667 -40%
LFG
1434
Larson Financial Group
Missouri
$128K +$797 +6 +0.6%
OFW
1435
Omnia Family Wealth
Florida
$125K
BEAM
1436
Baker Ellis Asset Management
Washington
$124K
CMTU
1437
Capital Markets Trading (UK)
United Kingdom
$123K +$121K +908 New
AOWM
1438
Alpha Omega Wealth Management
Virginia
$121K
CSS
1439
Cubist Systematic Strategies
Connecticut
$121K +$119K +896 New
DBT
1440
Dubuque Bank & Trust
Iowa
$120K -$66.7K -502 -36%
AC
1441
Avestar Capital
New York
$117K +$11.6K +87 +9%
EWM
1442
Executive Wealth Management
Michigan
$112K -$20.6K -155 -16%
GI
1443
Gradient Investments
Minnesota
$111K -$14.3K -108 -12%
PVH
1444
Psagot Value Holdings
Israel
$110K -$10.6K -80 -9%
PCP
1445
Proficio Capital Partners
Massachusetts
$110K +$22.7K +171 +27%
AIM
1446
Acropolis Investment Management
Missouri
$110K +$108K +810 New
OC
1447
Oakworth Capital
Alabama
$109K +$10.6K +80 +11%
CCM
1448
Cribstone Capital Management
Maine
$106K -$1.28M -9,657 -92%
BCA
1449
Berman Capital Advisors
Georgia
$100K +$33.2K +250 +51%
SIAP
1450
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$100K +$53.4K +402 +119%

CAT Hedge Fund Activity: Q1 2019 in Review

1,595 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q1 2019, worth a combined $51.6B — up 5.9% from $48.7B a quarter earlier.

Buyers outnumbered sellers: 152 funds opened new CAT positions and 98 closed out — a net gain of 54 holders — while 581 added to existing stakes and 595 trimmed.

The largest buyer was Renaissance Technologies, adding an estimated $245M. The largest seller was Capital World Investors, cutting an estimated $706M.

  • 1,595 institutional investors held Caterpillar (CAT) as of Q1 2019, up from 1,560 in Q4 2018.
  • Funds reported $51.6B of Caterpillar stock for Q1 2019, up 5.9% quarter-over-quarter.
  • 152 funds opened new Caterpillar positions in Q1 2019 and 98 closed out, a net change of +54 holders.
  • The largest Caterpillar buyer in Q1 2019 was Renaissance Technologies, an estimated $245M added.
  • The largest Caterpillar seller in Q1 2019 was Capital World Investors, an estimated $706M sold.

Based on aggregated 13F filings for Q1 2019.