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Caterpillar
CAT

Overview Fund Activity

1,592 hedge funds and large institutions have $51.6B invested in Caterpillar in 2019 Q1 according to their latest regulatory filings, with 151 funds opening new positions, 581 increasing their positions, 595 reducing their positions, and 98 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,592
Holders Change
+34
Holders Change %
+2.18%
% of All Funds
34.51%
Holding in Top 10
26
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-10.34%
% of All Funds
0.56%
New
151
Increased
581
Reduced
595
Closed
98
Calls
$1.15B
Puts
$1.62B
Net Calls
-$470M
Net Calls Change
-$281M

Top Buyers

1
Renaissance Technologies
Renaissance Technologies
New York
$252M
2
Sanders Capital
Sanders Capital
Florida
$643M
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
$262M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$125M
5
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
$177M

Top Sellers

1
Capital World Investors
Capital World Investors
California
$774M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$620M
3
Vanguard Group
Vanguard Group
Pennsylvania
$6.75B
4
Adage Capital Partners
Adage Capital Partners
Massachusetts
$93.1M
5
Prudential Financial
Prudential Financial
New Jersey
$114M
Name Holding Trade Value Shares
Change 		Shares
Change %
LC
1426
Lavaca Capital
Texas
$138K – – –
KOCAA
1427
Knights of Columbus Asset Advisors
Connecticut
$138K +$138K +1,018 New
JFGIW
1428
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$136K -$27K -200 -17%
QT
1429
Quantamental Technologies
New York
$135K -$144K -1,063 -52%
EMG
1430
ETF Managers Group
New Jersey
$134K +$14K +103 +12%
SLF
1431
Sun Life Financial
Ontario, Canada
$133K -$90.5K -667 -40%
LFG
1432
Larson Financial Group
Missouri
$128K +$812 +6 +0.6%
OFW
1433
Omnia Family Wealth
Florida
$125K – – –
BEAM
1434
Baker Ellis Asset Management
Washington
$124K – – –
CMTU
1435
Capital Markets Trading (UK)
United Kingdom
$123K +$123K +908 New
AOWM
1436
Alpha Omega Wealth Management
Virginia
$121K – – –
CSS
1437
Cubist Systematic Strategies
Connecticut
$121K +$121K +896 New
DBT
1438
Dubuque Bank & Trust
Iowa
$120K -$67.7K -502 -36%
AC
1439
Avestar Capital
New York
$117K +$9.69K +87 +9%
EWM
1440
Executive Wealth Management
Michigan
$112K -$21K -155 -16%
GI
1441
Gradient Investments
Minnesota
$111K -$14.6K -108 -12%
PVH
1442
Psagot Value Holdings
Israel
$110K -$10.9K -80 -9%
PCP
1443
Proficio Capital Partners
Massachusetts
$110K +$23.2K +171 +27%
AIM
1444
Acropolis Investment Management
Missouri
$110K +$110K +810 New
OC
1445
Oakworth Capital
Alabama
$109K +$10.8K +80 +11%
CCM
1446
Cribstone Capital Management
Maine
$106K -$1.3M -9,657 -92%
BCA
1447
Berman Capital Advisors
Georgia
$100K +$33.6K +250 +51%
SIAP
1448
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$100K +$54.3K +402 +119%
MA
1449
MCF Advisors
Kentucky
$99K – – –
HCA
1450
Horan Capital Advisors
Ohio
$98K +$98K +725 New
56 57
58
59 60