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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
BWM
1426
Baystate Wealth Management
Massachusetts
$79K +$25.7K +182 +50%
FC
1427
Ferris Capital
Massachusetts
$78K +$2.26K +16 +3%
M
1428
MOTCO
Texas
$77K
ECM
1429
Estabrook Capital Management
New York
$76.2K
FPS
1430
Fieldpoint Private Securities
Connecticut
$76K
FEG
1431
Financial Enhancement Group
Indiana
$76K
KL
1432
KWMG LLC
Kansas
$76K
CAC
1433
Certified Advisory Corp
Florida
$76K +$16.1K +114 +30%
LWS
1434
Lucia Wealth Services
California
$75K +$141 +1 +0.2%
CA
1435
Centerpoint Advisors
Massachusetts
$74K -$7.92K -56 -10%
ML
1436
McAdam LLC
Pennsylvania
$73K +$1.13K +8 +2%
POIA
1437
Pin Oak Investment Advisors
Texas
$71K -$5.66K -40 -8%
Credit Agricole
1438
Credit Agricole
France
$69K
PFSC
1439
Peoples Financial Services Corp
Pennsylvania
$69K
AWM
1440
AllSquare Wealth Management
New York
$68K
AIM
1441
Arcadia Investment Management
Michigan
$65K
AIS
1442
Accurate Investment Solutions
Pennsylvania
$63K -$12K -85 -17%
BCA
1443
Bray Capital Advisors
Florida
$61K
SFG
1444
Sage Financial Group
Pennsylvania
$61K
CAGAS
1445
Capital Advisory Group Advisory Services
Minnesota
$60K
ONST
1446
Old North State Trust
North Carolina
$60K +$56.6K +400 New
JA
1447
JOYN Advisors
Georgia
$59K +$566 +4 +1%
AAIM
1448
Asset Advisors Investment Management
Georgia
$55K +$50.9K +360 New
TC
1449
Truvestments Capital
Florida
$54K +$50.1K +354 New
LA
1450
Legacy Advisors
Pennsylvania
$53K

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.