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Caterpillar
CAT

Overview Fund Activity

1,529 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 552 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,529
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.01%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
552
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M

Top Buyers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$600M
2
Ameriprise
2
Ameriprise
Minnesota
$427M
3
SCM
3
Suvretta Capital Management
New York
$194M
4
T. Rowe Price Associates
4
T. Rowe Price Associates
Maryland
$322M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$1.07B

Top Sellers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$1.15B
2
Capital World Investors
2
Capital World Investors
California
$2.49B
3
Citadel Advisors
3
Citadel Advisors
Florida
$267M
4
Deutsche Bank
4
Deutsche Bank
Germany
$338M
5
AQR Capital Management
5
AQR Capital Management
Connecticut
$27M
Name Holding Trade Value Shares
Change 		Shares
Change %
M
1426
MOTCO
Texas
$77K – – –
ECM
1427
Estabrook Capital Management
New York
$76.2K – – –
FEG
1428
Financial Enhancement Group
Indiana
$76K – – –
KL
1429
KWMG LLC
Kansas
$76K – – –
FPS
1430
Fieldpoint Private Securities
Connecticut
$76K – – –
CAC
1431
Certified Advisory Corp
Florida
$76K +$17.4K +114 +30%
LWS
1432
Lucia Wealth Services
California
$75K +$152 +1 +0.2%
CA
1433
Centerpoint Advisors
Massachusetts
$74K -$8.56K -56 -10%
ML
1434
McAdam LLC
Pennsylvania
$73K +$1.25K +8 +2%
POIA
1435
Pin Oak Investment Advisors
Texas
$71K -$6.12K -40 -8%
Credit Agricole
1436
Credit Agricole
France
$69K – – –
PFSC
1437
Peoples Financial Services Corp
Pennsylvania
$69K – – –
AWM
1438
AllSquare Wealth Management
New York
$68K – – –
AIM
1439
Arcadia Investment Management
Michigan
$65K – – –
AIS
1440
Accurate Investment Solutions
Pennsylvania
$63K -$12.9K -85 -17%
SFG
1441
Sage Financial Group
Pennsylvania
$61K – – –
BCA
1442
Bray Capital Advisors
Florida
$61K – – –
CAGAS
1443
Capital Advisory Group Advisory Services
Minnesota
$60K – – –
ONST
1444
Old North State Trust
North Carolina
$60K +$60K +400 New
JA
1445
JOYN Advisors
Georgia
$59K +$605 +4 +1%
AAIM
1446
Asset Advisors Investment Management
Georgia
$55K +$55K +360 New
TC
1447
Truvestments Capital
Florida
$54K +$54K +354 New
LA
1448
Legacy Advisors
Pennsylvania
$53K – – –
WC
1449
Whitney & Co
New York
$51K – – –
ARMC
1450
American Research & Management Company
Massachusetts
$50K -$3.85K -25 -7%
56 57
58
59 60