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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
TF
1401
Tompkins Financial
New York
$228K – – –
PCP
1402
Proficio Capital Partners
Massachusetts
$228K +$228K +1,530 New
SWMG
1403
Sanchez Wealth Management Group
Florida
$228K +$228K +1,530 New
TFS
1404
Thoroughbred Financial Services
Tennessee
$228K +$228K +1,535 New
SWM
1405
Sugarloaf Wealth Management
Georgia
$227K +$149 +1 +0.1%
Cohen & Steers
1406
Cohen & Steers
New York
$227K +$72.8K +488 +47%
CA
1407
Cornerstone Advisory
Maryland
$226K +$226K +1,517 New
LBD
1408
Landsberg Bennett & Dubbaneh
Florida
$226K +$226K +1,533 New
SFP
1409
Shepherd Financial Partners
Massachusetts
$225K -$36.2K -243 -14%
RWB
1410
RMR Wealth Builders
New Jersey
$224K +$172K +1,156 +331%
NCM
1411
Novare Capital Management
North Carolina
$224K +$224K +1,500 New
LWM
1412
Lyell Wealth Management
California
$224K +$224K +1,500 New
CCM
1413
Chickasaw Capital Management
Tennessee
$224K +$224K +1,500 New
RC
1414
RBO & Co
California
$224K +$224K +1,500 New
PWM
1415
Perigon Wealth Management
California
$224K +$224K +1,502 New
GCM
1416
Gladius Capital Management
Illinois
$222K +$222K +1,484 New
C
1417
Certuity
Florida
$222K +$222K +1,488 New
TA
1418
TFG Advisers
Michigan
$222K +$222K +1,492 New
RFA
1419
Reilly Financial Advisors
California
$221K -$14.2K -95 -6%
LF
1420
LifeSteps Financial
California
$221K +$221K +1,484 New
MVA
1421
Mount Vernon Associates
Maryland
$220K +$220K +1,476 New
JFA
1422
Johanson Financial Advisors
California
$219K +$219K +1,427 New
BWM
1423
Buckley Wealth Management
Nevada
$219K +$219K +1,470 New
MWM
1424
Minot Wealth Management
Massachusetts
$219K +$219K +1,470 New
NB
1425
Northwest Bancshares
Pennsylvania
$218K +$218K +1,462 New
55 56
57
58 59