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Caterpillar

1,545 hedge funds and large institutions have $46B invested in Caterpillar in 2020 Q2 according to their latest regulatory filings, with 159 funds opening new positions, 520 increasing their positions, 631 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 159 | Existing positions closed: 94

8% more capital invested

Capital invested by funds: $42.6B → $46B (+$3.48B)

4% more funds holding

Funds holding: 1,4901,545 (+55)

0.51% more ownership

Funds ownership: 66.76%67.27% (+0.51%)

13% less call options, than puts

Call options by funds: $1.24B | Put options by funds: $1.43B

18% less repeat investments, than reductions

Existing positions increased: 520 | Existing positions reduced: 631

26% less funds holding in top 10

Funds holding in top 10: 2317 (-6)

Holders
1,545
Holders Change
+55
Holders Change %
+3.69%
% of All Funds
31.68%
Holding in Top 10
17
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-26.09%
% of All Funds
0.35%
New
159
Increased
520
Reduced
631
Closed
94
Calls
$1.24B
Puts
$1.43B
Net Calls
-$190M
Net Calls Change
+$240M
Name Holding Trade Value Shares
Change
Change in
Stake
AIC
1401
Archer Investment Corporation
Indiana
$85K +$17.8K +150 +29%
PFSC
1402
Peoples Financial Services Corp
Pennsylvania
$85K
ME
1403
McIlrath & Eck
Washington
$83K +$21.2K +179 +38%
VCM
1404
Vigilant Capital Management
Maine
$82K -$65.2K -550 -46%
NL
1405
NVWM LLC
Pennsylvania
$80K
TFGT
1406
TS Financial Group (TSFG)
Illinois
$79K
AAP
1407
Arax Advisory Partners
Colorado
$77K +$119 +1 +0.2%
WIM
1408
Westside Investment Management
California
$76K +$119 +1 +0.1%
PP
1409
Pacifica Partners
Canada
$76K -$4.27K -36 -6%
H
1410
Hexavest
Quebec, Canada
$75K -$31M -261,339 -100%
VCM
1411
Versant Capital Management
Arizona
$75K -$1.42K -12 -2%
MHR
1412
Matthew Hamilton Rosenberg
$74K -$10.1K -85 -13%
PB
1413
Pinnacle Bancorp
Nebraska
$72K -$88.9K -750 -57%
WR
1414
Watson Rebecca
$72K +$67.8K +572 New
EI
1415
Ellevest Inc
New York
$70K -$69.9K -590 -52%
LWA
1416
Lenox Wealth Advisors
New York
$68K -$1.3K -11 -2%
DI
1417
Disciplined Investments
Oklahoma
$68K
LWANC
1418
Laurel Wealth Advisors (North Carolina)
North Carolina
$68K
TC
1419
Truvestments Capital
Florida
$68K +$63.8K +538 New
FWM
1420
Filbrandt Wealth Management
Wisconsin
$67K +$15.4K +130 +33%
CFD
1421
Creative Financial Designs
Indiana
$67K +$24.1K +203 +62%
CAC
1422
Certified Advisory Corp
Florida
$66K +$356 +3 +0.6%
VRM
1423
Vectors Research Management
New York
$66K +$21.3K +180 +52%
CI
1424
CX Institutional
Indiana
$65K +$12.1K +102 +25%
ECM
1425
Estabrook Capital Management
New York
$63.3K

CAT Hedge Fund Activity: Q2 2020 in Review

1,545 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2020, worth a combined $46B — up 8.2% from $42.6B a quarter earlier.

Buyers outnumbered sellers: 159 funds opened new CAT positions and 94 closed out — a net gain of 65 holders — while 520 added to existing stakes and 631 trimmed.

The largest buyer was Capital International Investors, adding an estimated $308M. The largest seller was Bank of America, cutting an estimated $418M.

  • 1,545 institutional investors held Caterpillar (CAT) as of Q2 2020, up from 1,490 in Q1 2020.
  • Funds reported $46B of Caterpillar stock for Q2 2020, up 8.2% quarter-over-quarter.
  • 159 funds opened new Caterpillar positions in Q2 2020 and 94 closed out, a net change of +65 holders.
  • The largest Caterpillar buyer in Q2 2020 was Capital International Investors, an estimated $308M added.
  • The largest Caterpillar seller in Q2 2020 was Bank of America, an estimated $418M sold.

Based on aggregated 13F filings for Q2 2020.