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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
+$374M
2
Capital International Investors
Capital International Investors
California
+$250M
3
Invesco
Invesco
Georgia
+$124M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$119M
5
Boston Partners
Boston Partners
Massachusetts
+$117M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$190M
2
Capital World Investors
Capital World Investors
California
-$190M
3
Primecap Management
Primecap Management
California
-$171M
4
Ameriprise
Ameriprise
Minnesota
-$130M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$116M
Name Holding Trade Value Shares
Change 		Shares
Change %
JSC
1401
Jackson Square Capital
California
$37K -$678K -5,901 -95%
HWM
1402
HighMark Wealth Management
Minnesota
$37K -$8.99K -79 -20%
JFA
1403
JNBA Financial Advisors
Minnesota
$37K -$1.28K -11 -3%
MWC
1404
MBM Wealth Consultants
Missouri
$37K – – –
WFMPM
1405
Woodley Farra Manion Portfolio Management
Indiana
$37K +$7.73K +66 +26%
LWM
1406
Liberty Wealth Management
California
$35K +$117 +1 +0.3%
SMG
1407
Spectrum Management Group
Indiana
$35K +$35K +300 New
CFG
1408
CKW Financial Group
Hawaii
$35K +$35K +314 New
TF
1409
TimeScale Financial
Massachusetts
$34K -$34K -300 -50%
GWS
1410
Glassman Wealth Services
Virginia
$34K +$11.7K +102 +53%
EARNEST Partners
1411
EARNEST Partners
Georgia
$33K – – –
PFO
1412
Pathstone Family Office
New Jersey
$32K -$2.07K -18 -6%
CCA
1413
Column Capital Advisors
Indiana
$32K – – –
PCA
1414
Providence Capital Advisors
North Carolina
$31K – – –
FWM
1415
FSA Wealth Management
Massachusetts
$31K – – –
MPWT
1416
MassMutual Private Wealth & Trust
Connecticut
$30K -$1.72K -15 -5%
PO
1417
Private Ocean
California
$30K +$11.6K +100 +63%
SL
1418
Savior LLC
Massachusetts
$28K -$591 -5 -2%
SIS
1419
Sound Income Strategies
Florida
$27K -$8.24K -72 -23%
POIA
1420
Pin Oak Investment Advisors
Texas
$27K – – –
CAL
1421
Capital Analysts LLC
Pennsylvania
$27K +$14K +119 +108%
HCM
1422
Horrell Capital Management
Arkansas
$26K – – –
WPA
1423
West Paces Advisors
Georgia
$25.3K -$4.64K -40 -16%
ACA
1424
Atlas Capital Advisors
Wyoming
$25.2K – – –
CYG
1425
Clean Yield Group
Vermont
$25K -$23.6K -200 -49%
55 56
57
58 59