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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
KCM
1401
Kornitzer Capital Management
Kansas
$222K +$222K +1,506 New
DA
1402
DSC Advisors
Illinois
$222K +$222K +1,506 New
BBNA
1403
Bremer Bank National Association
Minnesota
$220K -$16.4K -111 -7%
LJHT
1404
Laurie J. Hall Trustee
$220K – – –
LF
1405
LifeSteps Financial
California
$219K +$219K +1,484 New
TCM
1406
Traynor Capital Management
Pennsylvania
$219K +$219K +1,488 New
BF
1407
Blankinship & Foster
California
$218K +$218K +1,477 New
TBNY
1408
Trustco Bank (New York)
New York
$216K -$29.5K -200 -12%
ACA
1409
Anchor Capital Advisors
Massachusetts
$216K +$216K +1,460 New
GTCM
1410
Gyon Technologies Capital Management
New Jersey
$216K +$216K +1,465 New
BG
1411
Berry Group
Massachusetts
$215K +$215K +1,457 New
PWAG
1412
Polaris Wealth Advisory Group
California
$215K +$215K +1,457 New
FIB
1413
First Interstate Bank
Montana
$214K – – –
BSPF
1414
British Steel Pension Fund
United Kingdom
$214K – – –
WPC
1415
Waters Parkerson & Co
Louisiana
$214K +$214K +1,448 New
BFA
1416
Benedict Financial Advisors
Georgia
$214K +$214K +1,449 New
TTWM
1417
TCV Trust & Wealth Management
Virginia
$214K +$214K +1,450 New
AC
1418
AlphaCore Capital
California
$214K +$214K +1,452 New
ACM
1419
Anfield Capital Management
California
$214K +$214K +1,560 New
SWP
1420
Summit Wealth Partners
Florida
$214K +$214K +1,448 New
PTP
1421
Platform Technology Partners
New York
$213K +$213K +1,439 New
BHTS
1422
Bar Harbor Trust Services
Maine
$213K +$213K +1,444 New
BA
1423
Bristlecone Advisors
Washington
$212K -$121K -820 -36%
BFC
1424
Bedel Financial Consulting
Indiana
$212K +$148 +1 +0.1%
HCM
1425
Hillman Capital Management
Maryland
$212K +$212K +1,435 New
55 56
57
58 59