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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
$6.5B
3
Harris Associates
Harris Associates
Illinois
$448M
4
DCM
Discovery Capital Management
Connecticut
$100M
5
LSV Asset Management
LSV Asset Management
Illinois
$78.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
$1.4B
2
Jennison Associates
Jennison Associates
New York
$49.7M
3
SCM
Suvretta Capital Management
New York
$0
4
Fidelity Investments
Fidelity Investments
Massachusetts
$382M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
$93.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
OFW
1401
Omnia Family Wealth
Florida
$117K +$50.6K +400 +76%
SL
1402
Salomon & Ludwin
Virginia
$117K +$117K +918 New
BEAM
1403
Baker Ellis Asset Management
Washington
$116K -$6.34K -50 -5%
BAM
1404
Bruderman Asset Management
New York
$116K +$35.5K +280 +44%
M
1405
Mirova
France
$114K +$114K +901 New
EFSCE
1406
Enterprise Financial Services Corp (EFSC)
Missouri
$113K -$5.23K -41 -4%
PVH
1407
Psagot Value Holdings
Israel
$113K – – –
AOWM
1408
Alpha Omega Wealth Management
Virginia
$113K – – –
EMG
1409
ETF Managers Group
New Jersey
$112K +$15.2K +120 +16%
RA
1410
Rational Advisors
New York
$107K +$96.9K +766 +958%
DWM
1411
Destination Wealth Management
California
$102K +$81.1K +641 +388%
AC
1412
Avestar Capital
New York
$100K -$9.76K -94 -9%
FMT
1413
First Mercantile Trust
Tennessee
$99K -$138K -1,090 -58%
SIM
1414
Sonora Investment Management
Arizona
$98K +$22.2K +175 +29%
Credit Agricole
1415
Credit Agricole
France
$95K +$38K +300 +67%
WAS
1416
Winch Advisory Services
Wisconsin
$95K +$59.1K +467 +164%
MA
1417
MCF Advisors
Kentucky
$93K -$15.2K -119 -14%
OC
1418
Oakworth Capital
Alabama
$93K +$51.2K +401 +123%
DOA
1419
D'Orazio & Associates
Virginia
$89K – – –
EWA
1420
ERTS Wealth Advisors
Michigan
$89K +$89K +703 New
GEA
1421
Glen Eagle Advisors
New Jersey
$88.8K -$10.3K -81 -10%
LWM
1422
Lenox Wealth Management
Ohio
$87K -$13K -102 -13%
SIS
1423
Sound Income Strategies
Florida
$85K – – –
JT
1424
Jump Trading
Illinois
$85K +$85K +669 New
ME
1425
McIlrath & Eck
Washington
$84K -$14.8K -117 -15%
55 56
57
58 59