We are live on ! Find out more
CAT icon

Caterpillar

1,545 hedge funds and large institutions have $46B invested in Caterpillar in 2020 Q2 according to their latest regulatory filings, with 159 funds opening new positions, 520 increasing their positions, 631 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 159 | Existing positions closed: 94

8% more capital invested

Capital invested by funds: $42.6B → $46B (+$3.48B)

4% more funds holding

Funds holding: 1,4901,545 (+55)

0.51% more ownership

Funds ownership: 66.76%67.27% (+0.51%)

13% less call options, than puts

Call options by funds: $1.24B | Put options by funds: $1.43B

18% less repeat investments, than reductions

Existing positions increased: 520 | Existing positions reduced: 631

26% less funds holding in top 10

Funds holding in top 10: 2317 (-6)

Holders
1,545
Holders Change
+55
Holders Change %
+3.69%
% of All Funds
31.68%
Holding in Top 10
17
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-26.09%
% of All Funds
0.35%
New
159
Increased
520
Reduced
631
Closed
94
Calls
$1.24B
Puts
$1.43B
Net Calls
-$190M
Net Calls Change
+$240M
Name Holding Trade Value Shares
Change
Change in
Stake
WTFG
1376
Wells Trecaso Financial Group
Ohio
$130K +$122K +1,025 New
PWMG
1377
Prestige Wealth Management Group
New Jersey
$129K +$79.1K +667 +189%
BSG
1378
Black Swift Group
Colorado
$127K +$119K +1,000 New
LWM
1379
Lenox Wealth Management
Ohio
$123K +$2.49K +21 +2%
PFGIA
1380
Patriot Financial Group Insurance Agency
Massachusetts
$118K -$18.7K -158 -14%
MF
1381
Manchester Financial
California
$116K -$3.32K -28 -3%
SBL
1382
Sargent Bickham Lagudis
Colorado
$115K
FP
1383
Financial Perspectives
Minnesota
$114K -$8.77K -74 -8%
RCA
1384
Reitz Capital Advisors
Michigan
$114K +$107K +900 New
MPWT
1385
MassMutual Private Wealth & Trust
Connecticut
$113K +$74.8K +631 +241%
AssetMark Inc
1386
AssetMark Inc
California
$112K -$18.5K -156 -15%
LTI
1387
Laffer Tengler Investments
Tennessee
$109K +$103K +865 New
GWMIA
1388
Global Wealth Management Investment Advisory
Florida
$108K -$4.03K -34 -4%
HR
1389
Howe & Rusling
New York
$105K +$59.5K +502 +154%
TI
1390
Truehand Inc
New Hampshire
$103K +$53.9K +455 +126%
BEAM
1391
Baker Ellis Asset Management
Washington
$103K +$96.6K +815 New
OC
1392
Oakworth Capital
Alabama
$102K
DOA
1393
D'Orazio & Associates
Virginia
$101K
GC
1394
Grace Capital
Massachusetts
$101K
GEA
1395
Glen Eagle Advisors
New Jersey
$96.3K -$34.7K -293 -28%
BWA
1396
Burt Wealth Advisors
Maryland
$94K
ACA
1397
Aptus Capital Advisors
Alabama
$94K +$88.2K +744 New
GAM
1398
Gemmer Asset Management
California
$92K +$9.96K +84 +13%
SFG
1399
Sowa Financial Group
Rhode Island
$87K
EWM
1400
Endurance Wealth Management
Rhode Island
$86K

CAT Hedge Fund Activity: Q2 2020 in Review

1,545 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2020, worth a combined $46B — up 8.2% from $42.6B a quarter earlier.

Buyers outnumbered sellers: 159 funds opened new CAT positions and 94 closed out — a net gain of 65 holders — while 520 added to existing stakes and 631 trimmed.

The largest buyer was Capital International Investors, adding an estimated $308M. The largest seller was Bank of America, cutting an estimated $418M.

  • 1,545 institutional investors held Caterpillar (CAT) as of Q2 2020, up from 1,490 in Q1 2020.
  • Funds reported $46B of Caterpillar stock for Q2 2020, up 8.2% quarter-over-quarter.
  • 159 funds opened new Caterpillar positions in Q2 2020 and 94 closed out, a net change of +65 holders.
  • The largest Caterpillar buyer in Q2 2020 was Capital International Investors, an estimated $308M added.
  • The largest Caterpillar seller in Q2 2020 was Bank of America, an estimated $418M sold.

Based on aggregated 13F filings for Q2 2020.