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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
VAIA
1376
Virtus Alternative Investment Advisers
Connecticut
$156K +$145K +1,026 New
Acadian Asset Management
1377
Acadian Asset Management
Massachusetts
$154K -$174K -1,233 -55%
CLM
1378
ClearBridge LLC (Maryland)
Maryland
$154K -$14.1K -100 -9%
FPFS
1379
First Personal Financial Services
North Carolina
$152K +$8.91K +63 +7%
LWA
1380
Lenox Wealth Advisors
New York
$152K +$141K +994 +16,567%
SWM
1381
Selective Wealth Management
Virginia
$152K +$141K +1,000 New
WIA
1382
Westbourne Investment Advisors
Maryland
$152K +$141K +1,000 New
LWCFA
1383
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$149K
BEAM
1384
Baker Ellis Asset Management
Washington
$147K
EFSCE
1385
Enterprise Financial Services Corp (EFSC)
Missouri
$141K -$18.4K -130 -12%
MCM
1386
Mainstay Capital Management
Michigan
$140K +$42.7K +302 +49%
AC
1387
Avestar Capital
New York
$137K +$8.91K +63 +6%
AOWM
1388
Alpha Omega Wealth Management
Virginia
$136K
JFA
1389
JNBA Financial Advisors
Minnesota
$136K +$39.2K +277 +45%
PVH
1390
Psagot Value Holdings
Israel
$136K +$126K +890 New
WC
1391
Whitnell & Co
Illinois
$133K +$283 +2 +0.2%
BRC
1392
Bell Rock Capital
Delaware
$130K -$46.3K -327 -28%
MA
1393
MCF Advisors
Kentucky
$129K
MSFP
1394
Mark Sheptoff Financial Planning
Connecticut
$127K +$25.6K +181 +28%
MPIA
1395
Mountain Pacific Investment Advisers
Idaho
$124K +$115K +812 New
CAG
1396
Csenge Advisory Group
Florida
$123K -$687K -4,855 -83%
LWM
1397
Lenox Wealth Management
Ohio
$120K +$52.3K +370 +89%
ME
1398
McIlrath & Eck
Washington
$119K +$38.6K +273 +54%
GEA
1399
Glen Eagle Advisors
New Jersey
$119K
PCA
1400
Providence Capital Advisors
North Carolina
$118K

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.