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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
FC
1351
Ferris Capital
Massachusetts
$249K +$4.02K +27 +2%
AC
1352
Addison Capital
Pennsylvania
$249K +$5.97K +40 +2%
AW
1353
ACG Wealth
Georgia
$248K -$41K -275 -14%
AMM
1354
American Money Management
California
$248K +$894 +6 +0.4%
EWM
1355
Executive Wealth Management
Michigan
$248K +$248K +1,664 New
WS
1356
Wela Strategies
Georgia
$248K +$248K +1,666 New
WRM
1357
Weybosset Research & Management
Rhode Island
$247K – – –
SFG
1358
StrategIQ Financial Group
Indiana
$247K +$149 +1 +0.1%
ST
1359
Smithfield Trust
Pennsylvania
$247K +$18K +121 +8%
CHJWM
1360
Carlton Hofferkamp & Jenks Wealth Management
Texas
$246K -$28.8K -170 -10%
FFC
1361
First Financial Corp
Indiana
$246K – – –
FNC
1362
First National Corp
Massachusetts
$246K +$246K +1,536 New
JAM
1363
Jupiter Asset Management
United Kingdom
$246K +$246K +1,648 New
DWM
1364
Dorchester Wealth Management
Quebec, Canada
$246K +$246K +1,650 New
MWM
1365
Mission Wealth Management
California
$246K +$246K +1,651 New
ISWM
1366
Independent Solutions Wealth Management
New York
$245K -$2.98K -20 -1%
OCM
1367
One Capital Management
California
$244K -$61.2K -410 -20%
WP
1368
WealthShield Partners
North Carolina
$243K +$243K +1,632 New
SS
1369
Sunbelt Securities
Texas
$241K -$42.3K -284 -15%
VBFG
1370
Vishria Bird Financial Group
Tennessee
$240K – – –
BPB
1371
Badgley, Phelps & Bell
Washington
$240K +$240K +1,607 New
HFBOT
1372
Home Federal Bank of Tennessee
Tennessee
$239K – – –
CA
1373
Cullinan Associates
Kentucky
$239K +$239K +1,600 New
FFG
1374
Frisch Financial Group
New York
$239K +$239K +1,605 New
FMT
1375
First Mercantile Trust
Tennessee
$238K -$56.3K -329 -19%
53 54
55
56 57