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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
+$374M
2
Capital International Investors
Capital International Investors
California
+$250M
3
Invesco
Invesco
Georgia
+$124M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$119M
5
Boston Partners
Boston Partners
Massachusetts
+$117M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$190M
2
Capital World Investors
Capital World Investors
California
-$190M
3
Primecap Management
Primecap Management
California
-$171M
4
Ameriprise
Ameriprise
Minnesota
-$130M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$116M
Name Holding Trade Value Shares
Change 		Shares
Change %
EFSCE
1351
Enterprise Financial Services Corp (EFSC)
Missouri
$73K -$6.88K -59 -9%
NL
1352
NVWM LLC
Pennsylvania
$73K – – –
TFGT
1353
TS Financial Group (TSFG)
Illinois
$72K -$1.85K -16 -3%
AAP
1354
Arax Advisory Partners
Colorado
$71K +$117 +1 +0.2%
BWM
1355
BerganKDV Wealth Management
Minnesota
$71K +$4.07K +35 +6%
VCM
1356
Versant Capital Management
Arizona
$70K +$53.8K +467 +331%
Acadian Asset Management
1357
Acadian Asset Management
Massachusetts
$63K -$362K -3,110 -85%
DI
1358
Disciplined Investments
Oklahoma
$63K – – –
LWA
1359
Lenox Wealth Advisors
New York
$63K – – –
LWANC
1360
Laurel Wealth Advisors (North Carolina)
North Carolina
$63K – – –
BCA
1361
Berman Capital Advisors
Georgia
$63K +$21.1K +185 +50%
AW
1362
Avion Wealth
Texas
$63K +$63K +546 New
KPCM
1363
Kings Point Capital Management
New York
$61K -$5.79K -50 -9%
AIC
1364
Archer Investment Corporation
Indiana
$61K +$5.49K +47 +10%
CAC
1365
Certified Advisory Corp
Florida
$60K +$348 +3 +0.6%
ECM
1366
Estabrook Capital Management
New York
$58K – – –
HFM
1367
Harvest Fund Management
China
$58K – – –
MRCM
1368
M&R Capital Management
New Jersey
$58K – – –
ST
1369
Sageworth Trust
Pennsylvania
$58K – – –
BCA
1370
Bray Capital Advisors
Florida
$58K +$116 +1 +0.2%
Credit Agricole
1371
Credit Agricole
France
$55K – – –
ME
1372
McIlrath & Eck
Washington
$55K +$1.28K +11 +2%
DWM
1373
Darwin Wealth Management
Florida
$54K +$54K +473 New
AWM
1374
Avior Wealth Management
Nebraska
$53K -$11.3K -99 -18%
PP
1375
Paloma Partners
Connecticut
$52K -$10.3M -88,030 -99%
53 54
55
56 57