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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
RFM
1351
Royal Fund Management
Florida
$243K +$29.6K +201 +14%
VLC
1352
Van Leeuwen & Company
New Jersey
$243K +$243K +1,645 New
AAM
1353
American Asset Management
Florida
$242K – – –
SFG
1354
StrategIQ Financial Group
Indiana
$242K +$5.91K +40 +3%
Rafferty Asset Management
1355
Rafferty Asset Management
New York
$241K +$241K +1,631 New
GLI
1356
Guardian Life Insurance
New York
$240K -$2.8K -19 -1%
BB
1357
Bell Bank
North Dakota
$240K – – –
AC
1358
Addison Capital
Pennsylvania
$240K – – –
ICM
1359
IMS Capital Management
Oregon
$239K – – –
CA
1360
Claro Advisors
Massachusetts
$239K +$2.65K +18 +1%
HA
1361
Harfst & Associates
Wyoming
$238K -$3.98K -27 -2%
VBFG
1362
Vishria Bird Financial Group
Tennessee
$237K – – –
SWP
1363
Strategic Wealth Partners
Ohio
$237K +$225K +1,522 +1,812%
SRSA
1364
S.R. Schill & Associates
Washington
$237K +$237K +1,606 New
HFBOT
1365
Home Federal Bank of Tennessee
Tennessee
$236K – – –
WP
1366
WealthPLAN Partners
Nebraska
$236K +$18.4K +132 +8%
BBA
1367
Braun-Bostich & Associates
Pennsylvania
$235K -$124K -823 -35%
FA
1368
FCG Advisors
New Jersey
$235K +$295 +2 +0.1%
HWM
1369
Hohimer Wealth Management
Washington
$234K +$234K +1,584 New
DWM
1370
Destination Wealth Management
California
$234K +$234K +1,585 New
FSC
1371
Full Sail Capital
Oklahoma
$234K +$234K +1,678 New
BBI
1372
Baxter Bros Inc
Connecticut
$233K -$44.2K -300 -16%
FWP
1373
FAS Wealth Partners
Kansas
$232K +$232K +1,569 New
AIM
1374
Anchor Investment Management
South Carolina
$232K – – –
CHA
1375
Cooper/Haims Advisors
New York
$231K +$231K +1,567 New
53 54
55
56 57