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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
+$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$174M
3
Harris Associates
Harris Associates
Illinois
+$125M
4
DCM
Discovery Capital Management
Connecticut
+$100M
5
LSV Asset Management
LSV Asset Management
Illinois
+$76.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$676M
2
Jennison Associates
Jennison Associates
New York
-$664M
3
SCM
Suvretta Capital Management
New York
-$194M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$161M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$119M
Name Holding Trade Value Shares
Change 		Shares
Change %
RSVP
1351
Ramsay Stattman Vela & Price
Colorado
$204K -$13.6K -107 -6%
SCM
1352
Southport Capital Management
Tennessee
$204K -$7.36K -58 -3%
VBFG
1353
Vishria Bird Financial Group
Tennessee
$204K – – –
KA
1354
Kaizen Advisory
Illinois
$204K +$5.22K +41 +3%
QFA
1355
Quattro Financial Advisors
Texas
$203K -$1.02M -7,733 -83%
NCM
1356
Novare Capital Management
North Carolina
$203K -$58.2K -459 -22%
STMM
1357
South Texas Money Management
Texas
$203K -$12.7K -100 -6%
DWM
1358
Dakota Wealth Management
Florida
$203K – – –
SWMG
1359
Sanchez Wealth Management Group
Florida
$203K +$1.4K +11 +0.7%
TL
1360
TrueWealth LLC
Georgia
$201K +$36.8K +290 +22%
LPWM
1361
Lake Point Wealth Management
Texas
$200K +$200K +1,577 New
IUHSA
1362
Itau Unibanco Holding S.A.
Brazil
$198K +$5.94K +48 +3%
IWA
1363
Intercontinental Wealth Advisors
Texas
$198K +$27.6K +217 +16%
LJHT
1364
Laurie J. Hall Trustee
$197K – – –
QCG
1365
Quadrant Capital Group
Ohio
$197K +$25.3K +211 +15%
FGC
1366
Financial Gravity Companies
Texas
$193K +$193K +1,474 New
CFN
1367
Cordasco Financial Network
Florida
$191K -$172K -1,350 -47%
AIP
1368
Almanack Investment Partners
Pennsylvania
$191K -$12.6K -99 -6%
Schroder Investment Management Group
1369
Schroder Investment Management Group
United Kingdom
$191K -$13.5K -105,926 -7%
BDWM
1370
Brewin Dolphin Wealth Management
Ireland
$184K +$17.2K +135 +10%
CWA
1371
Clarus Wealth Advisors
Arizona
$184K +$27K +213 +17%
MPWT
1372
MassMutual Private Wealth & Trust
Connecticut
$184K -$1.4K -11 -0.8%
ACM
1373
AUA Capital Management
Pennsylvania
$181K – – –
AF
1374
Allworth Financial
California
$181K +$254 +2 +0.1%
APW
1375
Acima Private Wealth
Virginia
$181K +$181K +1,421 New
53 54
55
56 57