We are live on ! Find out more
CAT icon

Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
DA
1351
DSC Advisors
Illinois
$201K +$186K +1,318 New
BDWM
1352
Brewin Dolphin Wealth Management
Ireland
$201K
WP
1353
WealthPLAN Partners
Nebraska
$200K -$83.6K -591 -26%
SCM
1354
Silvant Capital Management
Georgia
$200K
IA
1355
Independence Advisors
Pennsylvania
$200K +$186K +1,313 New
GC
1356
Grace Capital
Massachusetts
$198K
BL
1357
Balentine LLC
Georgia
$198K +$184K +1,298 New
TL
1358
TrueWealth LLC
Georgia
$197K +$7.07K +50 +4%
WIM
1359
Westside Investment Management
California
$195K +$106K +750 +142%
C
1360
Cerebellum
California
$194K +$5.23K +37 +3%
ARMT
1361
Amica Retiree Medical Trust
Rhode Island
$191K
PG
1362
Patten Group
Tennessee
$191K +$424 +3 +0.2%
ANBT
1363
American National Bank & Trust
Texas
$190K -$2.26K -16 -1%
CWA
1364
Clarus Wealth Advisors
Arizona
$189K -$282K -1,997 -62%
BFC
1365
Bedel Financial Consulting
Indiana
$186K -$9.9K -70 -5%
IFAM
1366
Institutional & Family Asset Management
Colorado
$185K +$990 +7 +0.6%
RFA
1367
Reilly Financial Advisors
California
$183K -$14.1K -100 -8%
ACS
1368
Archford Capital Strategies
Illinois
$177K -$9.34K -66 -5%
PMFA
1369
Plante Moran Financial Advisors
Michigan
$174K -$21.4K -151 -12%
CAM
1370
CenterStar Asset Management
Illinois
$170K
AWM
1371
Aevitas Wealth Management
Massachusetts
$170K +$20.1K +142 +15%
FMB
1372
Field & Main Bank
Kentucky
$170K +$83.5K +590 +112%
TAIM
1373
TD Ameritrade Investment Management
Nebraska
$170K +$139K +984 +763%
MWM
1374
MinichMacGregor Wealth Management
New York
$169K -$141 -1 -0.1%
Rockefeller Capital Management
1375
Rockefeller Capital Management
New York
$163K +$103K +725 +210%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.