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Caterpillar

1,514 hedge funds and large institutions have $54.5B invested in Caterpillar in 2018 Q2 according to their latest regulatory filings, with 114 funds opening new positions, 584 increasing their positions, 543 reducing their positions, and 90 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 90

8% more repeat investments, than reductions

Existing positions increased: 584 | Existing positions reduced: 543

0% more funds holding

Funds holding: 1,5071,514 (+7)

0.72% less ownership

Funds ownership: 68.1%67.38% (-0.72%)

9% less capital invested

Capital invested by funds: $59.8B → $54.5B (-$5.36B)

26% less call options, than puts

Call options by funds: $1.4B | Put options by funds: $1.89B

36% less funds holding in top 10

Funds holding in top 10: 4529 (-16)

Holders
1,514
Holders Change
+7
Holders Change %
+0.46%
% of All Funds
34.65%
Holding in Top 10
29
Holding in Top 10 Change
-16
Holding in Top 10 Change %
-35.56%
% of All Funds
0.66%
New
114
Increased
584
Reduced
543
Closed
90
Calls
$1.4B
Puts
$1.89B
Net Calls
-$482M
Net Calls Change
+$526M
Name Holding Trade Value Shares
Change
Change in
Stake
MWM
1351
MinichMacGregor Wealth Management
New York
$152K +$448 +3 +0.3%
HFM
1352
Harvest Fund Management
China
$150K
EFSCE
1353
Enterprise Financial Services Corp (EFSC)
Missouri
$143K +$52.1K +349 +49%
LWCFA
1354
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$133K
AWM
1355
Aevitas Wealth Management
Massachusetts
$132K +$299 +2 +0.2%
BEAM
1356
Baker Ellis Asset Management
Washington
$131K
BA
1357
Ballew Advisors
Mississippi
$130K +$20.2K +135 +16%
LC
1358
Landaas & Company
Wisconsin
$130K +$143K +957 New
FPFS
1359
First Personal Financial Services
North Carolina
$127K -$91.7K -614 -40%
AOWM
1360
Alpha Omega Wealth Management
Virginia
$121K -$29.9K -200 -18%
SAS
1361
Stelac Advisory Services
New York
$119K
WC
1362
Whitnell & Co
Illinois
$118K +$3.73K +25 +3%
MA
1363
MCF Advisors
Kentucky
$115K
MRCM
1364
M&R Capital Management
New Jersey
$113K -$164K -1,100 -57%
GI
1365
Gradient Investments
Minnesota
$111K -$897 -6 -0.7%
LF
1366
Lee Financial
Texas
$111K
AC
1367
Avestar Capital
New York
$109K +$71.3K +477 +92%
GEA
1368
Glen Eagle Advisors
New Jersey
$106K +$16.1K +108 +16%
WAS
1369
Winch Advisory Services
Wisconsin
$102K -$10.6K -71 -9%
BWP
1370
Baldwin Wealth Partners
Massachusetts
$98K +$3.73K +25 +4%
DOA
1371
D'Orazio & Associates
Virginia
$95K
FAM
1372
Fred Alger Management
New York
$90K -$55.8M -373,562 -100%
CIM
1373
Contravisory Investment Management
Massachusetts
$89K
MSFP
1374
Mark Sheptoff Financial Planning
Connecticut
$89K +$149 +1 +0.2%
EWM
1375
Endurance Wealth Management
Rhode Island
$88K -$63.5K -425 -40%

CAT Hedge Fund Activity: Q2 2018 in Review

1,514 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2018, worth a combined $54.5B — down 9% from $59.8B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new CAT positions and 90 closed out — a net gain of 24 holders — while 584 added to existing stakes and 543 trimmed.

The largest buyer was Cornerstone Wealth Management, adding an estimated $186M. The largest seller was Wellington Management Group, cutting an estimated $231M.

  • 1,514 institutional investors held Caterpillar (CAT) as of Q2 2018, up from 1,507 in Q1 2018.
  • Funds reported $54.5B of Caterpillar stock for Q2 2018, down 9% quarter-over-quarter.
  • 114 funds opened new Caterpillar positions in Q2 2018 and 90 closed out, a net change of +24 holders.
  • The largest Caterpillar buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $186M added.
  • The largest Caterpillar seller in Q2 2018 was Wellington Management Group, an estimated $231M sold.

Based on aggregated 13F filings for Q2 2018.