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Caterpillar

2,321 hedge funds and large institutions have $88B invested in Caterpillar in 2023 Q2 according to their latest regulatory filings, with 175 funds opening new positions, 932 increasing their positions, 858 reducing their positions, and 112 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more first-time investments, than exits

New positions opened: 175 | Existing positions closed: 112

6% more capital invested

Capital invested by funds: $82.8B → $88B (+$5.16B)

2% more funds holding in top 10

Funds holding in top 10: 4344 (+1)

2% more funds holding

Funds holding: 2,2782,321 (+43)

9% more repeat investments, than reductions

Existing positions increased: 932 | Existing positions reduced: 858

5.96% less ownership

Funds ownership: 75.58%69.62% (-6%)

15% less call options, than puts

Call options by funds: $2.38B | Put options by funds: $2.8B

Holders
2,321
Holders Change
+43
Holders Change %
+1.89%
% of All Funds
36.44%
Holding in Top 10
44
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+2.33%
% of All Funds
0.69%
New
175
Increased
932
Reduced
858
Closed
112
Calls
$2.38B
Puts
$2.8B
Net Calls
-$422M
Net Calls Change
+$48.4M
Name Holding Trade Value Shares
Change
Change in
Stake
SWA
1326
Sutton Wealth Advisors
Florida
$754K -$26.1K -117 -4%
HWM
1327
Horizon Wealth Management
Illinois
$754K +$1.56K +7 +0.2%
NL
1328
NVWM LLC
Pennsylvania
$753K +$223 +1 +0%
CWM
1329
Cornerstone Wealth Management
Missouri
$751K +$51.7K +232 +8%
JF
1330
Jump Financial
Illinois
$750K +$680K +3,049 New
GA
1331
Geller Advisors
New York
$749K +$229K +1,027 +51%
YDMI
1332
Y.D. More Investments
Israel
$748K +$129K +578 +23%
VSQM
1333
V-Square Quantitative Management
Illinois
$748K -$47.5K -213 -7%
CFG
1334
Cooper Financial Group
California
$747K -$114K -513 -14%
MFG
1335
Menard Financial Group
Texas
$747K -$193K -865 -22%
SFG
1336
StrategIQ Financial Group
Indiana
$743K +$26.8K +120 +4%
TFA
1337
Toth Financial Advisory
Virginia
$742K -$4.01K -18 -0.6%
CIC
1338
Carnegie Investment Counsel
Ohio
$741K -$74.5K -334 -10%
SACTSONJ
1339
Supplemental Annuity Collective Trust (SACT) of New Jersey
New Jersey
$738K
AS
1340
AM Squared
Hong Kong
$738K +$669K +3,000 New
CGH
1341
CMG Global Holdings
Texas
$736K
BMC
1342
Benin Management Corp
Connecticut
$735K
RCM
1343
Raleigh Capital Management
North Carolina
$734K -$20.1K -90 -3%
CI
1344
CX Institutional
Indiana
$734K +$8.7K +39 +1%
HWA
1345
HCR Wealth Advisors
California
$734K +$223 +1 +0%
FTWA
1346
Fifth Third Wealth Advisors
Ohio
$732K +$38.1K +171 +6%
PP
1347
PrairieView Partners
Minnesota
$731K +$51.3K +230 +8%
HBW
1348
Hazlett, Burt & Watson
West Virginia
$730K -$3.34K -15 -0.5%
LSA
1349
Lion Street Advisors
Texas
$730K +$133K +596 +20%
FPAS
1350
Focus Partners Advisor Solutions
Missouri
$728K +$151K +678 +30%

CAT Hedge Fund Activity: Q2 2023 in Review

2,321 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2023, worth a combined $88B — up 6.2% from $82.8B a quarter earlier.

Buyers outnumbered sellers: 175 funds opened new CAT positions and 112 closed out — a net gain of 63 holders — while 932 added to existing stakes and 858 trimmed.

The largest buyer was Altshuler Shaham, adding an estimated $252M. The largest seller was OFI Invest Asset Management, cutting an estimated $6.28B.

  • 2,321 institutional investors held Caterpillar (CAT) as of Q2 2023, up from 2,278 in Q1 2023.
  • Funds reported $88B of Caterpillar stock for Q2 2023, up 6.2% quarter-over-quarter.
  • 175 funds opened new Caterpillar positions in Q2 2023 and 112 closed out, a net change of +63 holders.
  • The largest Caterpillar buyer in Q2 2023 was Altshuler Shaham, an estimated $252M added.
  • The largest Caterpillar seller in Q2 2023 was OFI Invest Asset Management, an estimated $6.28B sold.

Based on aggregated 13F filings for Q2 2023.