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Caterpillar
CAT

Overview Fund Activity

2,014 hedge funds and large institutions have $81.9B invested in Caterpillar in 2021 Q2 according to their latest regulatory filings, with 145 funds opening new positions, 864 increasing their positions, 682 reducing their positions, and 113 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,014
Holders Change
+11
Holders Change %
+0.55%
% of All Funds
35.16%
Holding in Top 10
30
Holding in Top 10 Change
-28
Holding in Top 10 Change %
-48.28%
% of All Funds
0.52%
New
145
Increased
864
Reduced
682
Closed
113
Calls
$1.82B
Puts
$2.25B
Net Calls
-$425M
Net Calls Change
-$861M

Top Buyers

1
BlackRock
BlackRock
New York
+$449M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$254M
3
Renaissance Technologies
Renaissance Technologies
New York
+$227M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$225M
5
Morgan Stanley
Morgan Stanley
New York
+$157M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$1.25B
2
Harris Associates
Harris Associates
Illinois
-$352M
3
Wellington Management Group
Wellington Management Group
Massachusetts
-$260M
4
Capital Research Global Investors
Capital Research Global Investors
California
-$252M
5
Macquarie Group
Macquarie Group
Australia
-$250M
Name Holding Trade Value Shares
Change 		Shares
Change %
OSNBOA
1326
Old Second National Bank of Aurora
Illinois
$549K -$130K -600 -19%
SVWAG
1327
Sound View Wealth Advisors Group
Georgia
$548K -$135K -619 -20%
BAMF
1328
BI Asset Management Fondsmaeglerselskab
Denmark
$547K -$1.34M -6,174 -71%
AA
1329
Ancora Advisors
Ohio
$547K – – –
LFF
1330
Level Four Financial
Texas
$546K -$15.9K -73 -3%
PFM
1331
Parsec Financial Management
North Carolina
$546K – – –
ACM
1332
Aljian Capital Management
Nevada
$544K – – –
BWA
1333
Bordeaux Wealth Advisors
California
$544K – – –
HIA
1334
Harbor Investment Advisory
Maryland
$544K +$32.7K +150 +6%
SS
1335
Simplicity Solutions
Minnesota
$543K +$86.7K +398 +19%
XF
1336
XML Financial
Maryland
$542K +$5.88K +27 +1%
CAM
1337
Carret Asset Management
New York
$540K +$5.44K +25 +1%
TFO
1338
Tarbox Family Office
California
$537K +$653 +3 +0.1%
TAM
1339
Trillium Asset Management
Massachusetts
$536K -$1.31K -6 -0.2%
HBT
1340
Hills Bank & Trust
Iowa
$536K +$43.5K +200 +9%
MCM
1341
Maryland Capital Management
Maryland
$535K +$72.3K +332 +16%
CWA
1342
Clarus Wealth Advisors
Arizona
$531K -$348K -1,591 -40%
5L
1343
55I LLC
Massachusetts
$531K +$234K +1,074 +79%
PCP
1344
Proficio Capital Partners
Massachusetts
$530K +$7.83K +36 +2%
Jones Financial Companies
1345
Jones Financial Companies
Missouri
$528K -$123K -566 -19%
AL
1346
Aspiriant LLC
California
$528K +$2.62K +12 +0.5%
FMW
1347
Farr Miller & Washington
District of Columbia
$527K – – –
SIG
1348
Sargent Investment Group
Maryland
$527K – – –
NIA
1349
Northstar Investment Advisors
Colorado
$527K – – –
SCM
1350
Stevens Capital Management
Pennsylvania
$526K +$526K +2,416 New
52 53
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