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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
WKWM
1326
Walter & Keenan Wealth Management
Indiana
$264K – – –
SFG
1327
Sunburst Financial Group
Alabama
$263K – – –
SFSG
1328
Stearns Financial Services Group
North Carolina
$263K +$5.96K +40 +2%
TBNY
1329
Trustco Bank (New York)
New York
$263K +$263K +1,763 New
RMDI
1330
R.M. Davis Inc
Maine
$262K -$17.8K -119 -6%
HGWM
1331
Horst & Graben Wealth Management
Oregon
$262K +$262K +1,756 New
SIM
1332
Stratos Investment Management
Ohio
$261K +$261K +1,748 New
BPGAM
1333
BTG Pactual Global Asset Management
Bermuda
$261K +$261K +1,750 New
ARMC
1334
American Research & Management Company
Massachusetts
$258K – – –
MA
1335
MCF Advisors
Kentucky
$256K +$746 +5 +0.3%
SIG
1336
Sargent Investment Group
Maryland
$256K +$256K +1,714 New
T
1337
TOBAM
France
$256K +$256K +1,716 New
MPIA
1338
Mountain Pacific Investment Advisers
Idaho
$255K -$26.1K -175 -9%
KPCM
1339
Kings Point Capital Management
New York
$255K +$212K +1,421 +495%
BWM
1340
BigSur Wealth Management
Florida
$255K +$255K +1,710 New
CCIA
1341
Campbell & Co Investment Adviser
Maryland
$255K +$255K +1,711 New
VWM
1342
Vigilare Wealth Management
Arizona
$254K – – –
BRA
1343
Bender Robert & Associates
California
$253K -$4.47K -30 -2%
HWM
1344
Hohimer Wealth Management
Washington
$252K +$252K +1,507 New
BG
1345
Berry Group
Massachusetts
$252K +$252K +1,691 New
SWP
1346
Summit Wealth Partners
Florida
$251K – – –
CNB
1347
Camden National Bank
Maine
$250K -$18.7K -125 -7%
RSWM
1348
Robertson Stephens Wealth Management
California
$250K +$250K +1,682 New
CIC
1349
Carnegie Investment Counsel
Ohio
$249K -$43.9K -294 -15%
TA
1350
Tiedemann Advisors
New York
$249K -$5.51K -37 -2%
52 53
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