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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
+$374M
2
Capital International Investors
Capital International Investors
California
+$250M
3
Invesco
Invesco
Georgia
+$124M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$119M
5
Boston Partners
Boston Partners
Massachusetts
+$117M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$190M
2
Capital World Investors
Capital World Investors
California
-$190M
3
Primecap Management
Primecap Management
California
-$171M
4
Ameriprise
Ameriprise
Minnesota
-$130M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$116M
Name Holding Trade Value Shares
Change 		Shares
Change %
SAM
1326
S.A. Mason
Michigan
$116K – – –
FP
1327
Financial Perspectives
Minnesota
$113K +$20.5K +177 +22%
LWM
1328
Lenox Wealth Management
Ohio
$111K +$1.16K +10 +1%
MF
1329
Manchester Financial
California
$110K -$8.71K -75 -7%
PCTC
1330
Perkins Coie Trust Company
Washington
$107K +$59.1K +511 +123%
SBL
1331
Sargent Bickham Lagudis
Colorado
$105K -$21.6K -187 -17%
CIA
1332
CSat Investment Advisory
Michigan
$104K +$12.6K +109 +14%
GWMIA
1333
Global Wealth Management Investment Advisory
Florida
$103K +$6.5K +56 +7%
AC
1334
AlphaCore Capital
California
$99K -$69.9K -601 -41%
OC
1335
Oakworth Capital
Alabama
$94K -$9.31K -80 -9%
EWM
1336
EPG Wealth Management
Georgia
$94K -$4.78K -41 -5%
GC
1337
Grace Capital
Massachusetts
$93K -$116K -1,000 -56%
DOA
1338
D'Orazio & Associates
Virginia
$93K – – –
FEG
1339
Financial Enhancement Group
Indiana
$88K -$57.9K -500 -40%
PAM
1340
Paradigm Asset Management
New York
$87K – – –
BWA
1341
Burt Wealth Advisors
Maryland
$86K -$4.62K -40 -5%
GFPC
1342
Global Financial Private Client
Florida
$84.1K – – –
CIS
1343
Capital International Sarl
California
$81K +$81K +700 New
EWM
1344
Endurance Wealth Management
Rhode Island
$79K -$5.81K -50 -7%
PFSC
1345
Peoples Financial Services Corp
Pennsylvania
$79K – – –
SFG
1346
Sowa Financial Group
Rhode Island
$79K – – –
GSC
1347
G&S Capital
Colorado
$78K +$43.3K +377 +125%
MHR
1348
Matthew Hamilton Rosenberg
$78K +$78K +670 New
PP
1349
Pacifica Partners
Canada
$77K – – –
GAM
1350
Gemmer Asset Management
California
$74K – – –
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