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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
SCA
1326
Stonebridge Capital Advisors
Minnesota
$254K – – –
LNB
1327
Ledyard National Bank
$254K +$254K +1,720 New
ARMC
1328
American Research & Management Company
Massachusetts
$253K – – –
HFG
1329
Heron Financial Group
New York
$253K +$253K +1,858 New
PI
1330
Pettee Investors
Connecticut
$252K – – –
ISWM
1331
Independent Solutions Wealth Management
New York
$252K +$252K +1,706 New
BIAS
1332
Beacon Investment Advisory Services
New Jersey
$251K -$71.2K -482 -22%
SIC
1333
Shoker Investment Counsel
Ohio
$251K +$1.77K +12 +0.7%
JWBC
1334
J.W. Burns & Co
New York
$251K +$4.43K +30 +2%
RFA
1335
Reilly Financial Advisors
California
$249K – – –
NCM
1336
Novare Capital Management
North Carolina
$249K +$249K +1,687 New
WAM
1337
Weiss Asset Management
Massachusetts
$248K -$60.8K -411 -20%
KP
1338
Keel Point
Alabama
$248K +$1.03K +7 +0.4%
AWE
1339
Avidian Wealth Enterprises
Texas
$247K -$202K -1,366 -45%
TA
1340
TFG Advisers
Michigan
$247K +$1.47K +10 +0.6%
SFG
1341
Sunburst Financial Group
Alabama
$247K +$247K +1,674 New
CIP
1342
Convergence Investment Partners
Florida
$246K -$1.17M -7,943 -83%
RW
1343
REDW Wealth
New Mexico
$246K – – –
HCM
1344
Hilton Capital Management
New York
$246K – – –
BW
1345
Bison Wealth
Georgia
$246K +$246K +1,664 New
GAM
1346
Gould Asset Management
California
$245K -$140K -949 -36%
CBFP
1347
Cedar Brook Financial Partners
Ohio
$244K -$89.5K -605 -27%
WA
1348
Waverly Advisors
Alabama
$244K -$412 -3 -0.2%
IC
1349
Intersect Capital
California
$244K +$5.02K +34 +2%
AMM
1350
American Money Management
California
$243K -$13.7K -93 -5%
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