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Caterpillar
CAT

Overview Fund Activity

2,014 hedge funds and large institutions have $81.9B invested in Caterpillar in 2021 Q2 according to their latest regulatory filings, with 145 funds opening new positions, 864 increasing their positions, 682 reducing their positions, and 113 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,014
Holders Change
+11
Holders Change %
+0.55%
% of All Funds
35.16%
Holding in Top 10
30
Holding in Top 10 Change
-28
Holding in Top 10 Change %
-48.28%
% of All Funds
0.52%
New
145
Increased
864
Reduced
682
Closed
113
Calls
$1.82B
Puts
$2.25B
Net Calls
-$425M
Net Calls Change
-$861M

Top Buyers

1
BlackRock
BlackRock
New York
+$449M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$254M
3
Renaissance Technologies
Renaissance Technologies
New York
+$227M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$225M
5
Morgan Stanley
Morgan Stanley
New York
+$157M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$1.25B
2
Harris Associates
Harris Associates
Illinois
-$352M
3
Wellington Management Group
Wellington Management Group
Massachusetts
-$260M
4
Capital Research Global Investors
Capital Research Global Investors
California
-$252M
5
Macquarie Group
Macquarie Group
Australia
-$250M
Name Holding Trade Value Shares
Change 		Shares
Change %
OWM
1301
Opes Wealth Management
California
$580K – – –
RIG
1302
Renaissance Investment Group
Massachusetts
$579K – – –
B
1303
Barings
North Carolina
$577K -$709K -3,262 -55%
PAMG
1304
Patton Albertson Miller Group
Tennessee
$575K -$129K -595 -18%
TFA
1305
Toth Financial Advisory
Virginia
$575K +$49.2K +226 +9%
WCM
1306
Windsor Capital Management
Arizona
$570K – – –
MA
1307
Montag & Associates
Georgia
$569K +$3.26K +15 +0.6%
BFM
1308
Boston Financial Management
Massachusetts
$566K – – –
PIM
1309
Perpetual Investment Management
Australia
$566K – – –
BONST
1310
Bank of Nova Scotia Trust
Ontario, Canada
$566K +$218 +1 +0%
KPW
1311
Kore Private Wealth
New York
$565K -$173K -793 -23%
LSV Asset Management
1312
LSV Asset Management
Illinois
$565K – – –
OQS
1313
Occudo Quantitative Strategies
Florida
$563K +$563K +2,585 New
SFA
1314
Source Financial Advisors
New York
$561K +$5.88K +27 +1%
P
1315
Pitcairn
Pennsylvania
$559K -$10.2K -47 -2%
FNBSF
1316
First National Bank Sioux Falls
South Dakota
$557K -$66.1K -304 -11%
BCWM
1317
Bartlett & Co Wealth Management
Ohio
$556K +$32.6K +150 +6%
HWA
1318
Heritage Wealth Advisors
Virginia
$556K +$168K +771 +43%
KFA
1319
Krane Funds Advisors
New York
$556K -$206K -948 -27%
BC
1320
Bartlett & Co
Ohio
$556K +$32.6K +150 +6%
BAM
1321
Barrett Asset Management
New York
$555K – – –
9WM
1322
9258 Wealth Management
Ohio
$554K +$1.09K +5 +0.2%
AWA
1323
Arete Wealth Advisors
Illinois
$553K +$282K +1,579 +104%
IA
1324
Insight Advisors
Pennsylvania
$551K -$213K -1,039 -28%
IFG
1325
Investors Financial Group
Minnesota
$550K +$103K +471 +23%
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