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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
JWBC
1301
J.W. Burns & Co
New York
$283K – – –
CWM
1302
Cornerstone Wealth Management
Missouri
$281K +$1.2K +8 +0.4%
FG
1303
Fiduciary Group
Georgia
$280K -$26.1K -175 -9%
CG
1304
CFO4Life Group
Texas
$280K +$20.9K +140 +8%
CCM
1305
Check Capital Management
California
$276K -$29.8K -200 -10%
AFC
1306
AFT Forsyth & Company
Florida
$276K – – –
PG
1307
Pendal Group
Australia
$276K +$276K +1,848 New
CWA
1308
Clarus Wealth Advisors
Arizona
$275K +$18.8K +124 +7%
AA
1309
Ancora Advisors
Ohio
$274K +$29.8K +200 +12%
RW
1310
REDW Wealth
New Mexico
$273K – – –
ABTD
1311
Arvest Bank Trust Division
Oklahoma
$273K +$273K +1,831 New
WPA
1312
Winning Points Advisors
Florida
$273K – – –
MAWCM
1313
Mine & Arao Wealth Creation & Management
California
$272K +$746 +5 +0.3%
IAIM
1314
International Assets Investment Management
Florida
$271K -$3.8K -95 -1%
FA
1315
FCG Advisors
New Jersey
$270K -$9.55K -64 -3%
HCM
1316
Hutchinson Capital Management
California
$269K – – –
SC
1317
Schulhoff & Co
Ohio
$268K – – –
PWMAG
1318
Pinnacle Wealth Management Advisory Group
New Jersey
$268K +$28.3K +190 +12%
SCM
1319
Southport Capital Management
Tennessee
$268K +$30.4K +204 +13%
GAMC
1320
Garner Asset Management Corp
Texas
$267K – – –
HWA
1321
Heritage Wealth Advisors
Virginia
$266K – – –
EHWM
1322
Eads & Heald Wealth Management
Georgia
$266K +$266K +1,785 New
GCA
1323
Greenwood Capital Associates
South Carolina
$266K +$266K +1,785 New
CG
1324
Corundum Group
Colorado
$265K +$746 +5 +0.3%
RWM
1325
RKL Wealth Management
Pennsylvania
$265K +$265K +1,777 New
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