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Caterpillar

1,545 hedge funds and large institutions have $46B invested in Caterpillar in 2020 Q2 according to their latest regulatory filings, with 159 funds opening new positions, 520 increasing their positions, 631 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 159 | Existing positions closed: 94

8% more capital invested

Capital invested by funds: $42.6B → $46B (+$3.48B)

4% more funds holding

Funds holding: 1,4901,545 (+55)

0.51% more ownership

Funds ownership: 66.76%67.27% (+0.51%)

13% less call options, than puts

Call options by funds: $1.24B | Put options by funds: $1.43B

18% less repeat investments, than reductions

Existing positions increased: 520 | Existing positions reduced: 631

26% less funds holding in top 10

Funds holding in top 10: 2317 (-6)

Holders
1,545
Holders Change
+55
Holders Change %
+3.69%
% of All Funds
31.68%
Holding in Top 10
17
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-26.09%
% of All Funds
0.35%
New
159
Increased
520
Reduced
631
Closed
94
Calls
$1.24B
Puts
$1.43B
Net Calls
-$190M
Net Calls Change
+$240M
Name Holding Trade Value Shares
Change
Change in
Stake
UAS
1301
United Asset Strategies
New York
$224K -$16.7K -141 -7%
WKWM
1302
Walter & Keenan Wealth Management
Indiana
$224K +$210K +1,768 New
IAP
1303
Indie Asset Partners
Indiana
$223K -$55.7K -470 -23%
SFG
1304
Sunburst Financial Group
Alabama
$223K +$209K +1,765 New
SFP
1305
Shepherd Financial Partners
Massachusetts
$222K +$208K +1,754 New
GPFA
1306
Game Plan Financial Advisors
Ohio
$220K
GI
1307
Gradient Investments
Minnesota
$220K +$5.81K +49 +3%
ARMC
1308
American Research & Management Company
Massachusetts
$219K +$2.37K +20 +1%
CG
1309
CFO4Life Group
Texas
$219K +$206K +1,735 New
SB
1310
Sunflower Bank
Texas
$219K +$206K +1,736 New
SFSG
1311
Stearns Financial Services Group
North Carolina
$218K -$39.1K -330 -16%
BRA
1312
Bender Robert & Associates
California
$218K -$13.3K -112 -6%
FMT
1313
First Mercantile Trust
Tennessee
$218K +$41.5K +350 +26%
LNB
1314
Ledyard National Bank
$217K -$20.7K -175 -9%
TA
1315
Tiedemann Advisors
New York
$217K +$203K +1,709 New
MA
1316
MCF Advisors
Kentucky
$216K -$72.4K -611 -26%
Jones Financial Companies
1317
Jones Financial Companies
Missouri
$216K -$23.7K -200 -10%
VWM
1318
Vigilare Wealth Management
Arizona
$215K -$169K -1,427 -46%
CWA
1319
Clarus Wealth Advisors
Arizona
$215K +$200K +1,691 New
SWP
1320
Summit Wealth Partners
Florida
$213K +$200K +1,684 New
ISWM
1321
Independent Solutions Wealth Management
New York
$210K +$197K +1,661 New
AMM
1322
American Money Management
California
$210K +$197K +1,658 New
HCM
1323
Hilton Capital Management
New York
$210K +$197K +1,663 New
WRM
1324
Weybosset Research & Management
Rhode Island
$209K -$83K -700 -30%
SFG
1325
StrategIQ Financial Group
Indiana
$209K +$196K +1,656 New

CAT Hedge Fund Activity: Q2 2020 in Review

1,545 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2020, worth a combined $46B — up 8.2% from $42.6B a quarter earlier.

Buyers outnumbered sellers: 159 funds opened new CAT positions and 94 closed out — a net gain of 65 holders — while 520 added to existing stakes and 631 trimmed.

The largest buyer was Capital International Investors, adding an estimated $308M. The largest seller was Bank of America, cutting an estimated $418M.

  • 1,545 institutional investors held Caterpillar (CAT) as of Q2 2020, up from 1,490 in Q1 2020.
  • Funds reported $46B of Caterpillar stock for Q2 2020, up 8.2% quarter-over-quarter.
  • 159 funds opened new Caterpillar positions in Q2 2020 and 94 closed out, a net change of +65 holders.
  • The largest Caterpillar buyer in Q2 2020 was Capital International Investors, an estimated $308M added.
  • The largest Caterpillar seller in Q2 2020 was Bank of America, an estimated $418M sold.

Based on aggregated 13F filings for Q2 2020.