CAT icon

Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
+$374M
2
Capital International Investors
Capital International Investors
California
+$250M
3
Invesco
Invesco
Georgia
+$124M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$119M
5
Boston Partners
Boston Partners
Massachusetts
+$117M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$190M
2
Capital World Investors
Capital World Investors
California
-$190M
3
Primecap Management
Primecap Management
California
-$171M
4
Ameriprise
Ameriprise
Minnesota
-$130M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$116M
Name Holding Trade Value Shares
Change 		Shares
Change %
LC
1301
Lindbrook Capital
California
$146K -$15.3K -134 -9%
TL
1302
TrueWealth LLC
Georgia
$143K -$5.82K -50 -4%
CDIA
1303
Capital Directions Investment Advisors
Georgia
$142K – – –
BCP
1304
Blue Chip Partners
Michigan
$141K -$85K -734 -38%
M
1305
Mirova
France
$141K -$76.2K -657 -35%
CA
1306
Clearstead Advisors
Ohio
$140K +$140K +1,209 New
BDWM
1307
Brewin Dolphin Wealth Management
Ireland
$139K – – –
VCM
1308
Vigilant Capital Management
Maine
$139K -$14.5K -125 -9%
PGAM
1309
Princeton Global Asset Management
New Jersey
$137K -$23.4K -202 -15%
EI
1310
Ellevest Inc
New York
$133K +$50.5K +435 +61%
NSB
1311
Norway Savings Bank
Maine
$131K -$20.9K -180 -14%
SWM
1312
Selective Wealth Management
Virginia
$129K – – –
AF
1313
Allworth Financial
California
$127K +$29.5K +253 +30%
PFGIA
1314
Patriot Financial Group Insurance Agency
Massachusetts
$127K +$35K +301 +38%
LFG
1315
Larson Financial Group
Missouri
$126K -$5.92K -51 -4%
FPFS
1316
First Personal Financial Services
North Carolina
$125K -$3.24K -28 -3%
SCM
1317
Silvant Capital Management
Georgia
$125K – – –
IFAM
1318
Institutional & Family Asset Management
Colorado
$124K -$13K -112 -9%
RTC
1319
Riverview Trust Company
Washington
$124K +$23.2K +200 +23%
GEA
1320
Glen Eagle Advisors
New Jersey
$122K -$33.7K -290 -22%
MME
1321
Meag Munich Ergo
Germany
$122K -$996K -8,589 -89%
AssetMark Inc
1322
AssetMark Inc
California
$121K -$154K -1,326 -56%
BL
1323
Balentine LLC
Georgia
$121K -$4.85K -42 -4%
Cohen & Steers
1324
Cohen & Steers
New York
$120K -$169K -1,452 -58%
EIP
1325
Ellis Investment Partners
Pennsylvania
$119K +$446 +4 +0.4%
51 52
53
54 55