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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
VAM
1301
Verity Asset Management
North Carolina
$274K +$274K +1,853 New
WC
1302
Whitnell & Co
Illinois
$273K +$1.18K +8 +0.4%
MMA
1303
Miracle Mile Advisors
California
$273K +$29.7K +201 +12%
BRA
1304
Bender Robert & Associates
California
$272K -$20K -135 -7%
WCM
1305
WealthBridge Capital Management
Ohio
$272K -$11.1K -75 -4%
WPA
1306
Winning Points Advisors
Florida
$270K – – –
MAWCM
1307
Mine & Arao Wealth Creation & Management
California
$270K +$270K +1,827 New
EP
1308
Edgestream Partners
New Jersey
$267K -$6.03M -40,908 -96%
BWFA
1309
Baltimore-Washington Financial Advisors
Maryland
$267K -$59K -400 -18%
CGA
1310
Crescent Grove Advisors
Illinois
$267K +$1.62K +11 +0.6%
GC
1311
Grace Capital
Massachusetts
$266K -$51.7K -350 -16%
FFC
1312
First Financial Corp
Indiana
$265K – – –
SC
1313
Schulhoff & Co
Ohio
$265K – – –
BWA
1314
BlueSky Wealth Advisors
North Carolina
$265K – – –
BWM
1315
BT Wealth Management
Georgia
$265K +$265K +1,797 New
SCM
1316
Southport Capital Management
Tennessee
$262K – – –
SXL
1317
Summit X LLC
Missouri
$262K – – –
CNB
1318
Camden National Bank
Maine
$262K +$262K +1,773 New
Fiera Capital (Canada)
1319
Fiera Capital (Canada)
Quebec, Canada
$261K +$261K +1,768 New
FFA
1320
First Foundation Advisors
California
$259K -$206K -1,391 -44%
Pacer Advisors
1321
Pacer Advisors
Pennsylvania
$258K -$8.67M -58,813 -97%
EBT
1322
Enterprise Bank & Trust
Massachusetts
$258K +$258K +1,749 New
HPWM
1323
Highland Private Wealth Management
Washington
$257K +$2.96K +20 +1%
GFS
1324
GYL Financial Synergies
Connecticut
$256K -$85.1K -577 -25%
SFSG
1325
Stearns Financial Services Group
North Carolina
$255K +$148 +1 +0.1%
51 52
53
54 55