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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
+$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$174M
3
Harris Associates
Harris Associates
Illinois
+$125M
4
DCM
Discovery Capital Management
Connecticut
+$100M
5
LSV Asset Management
LSV Asset Management
Illinois
+$76.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$676M
2
Jennison Associates
Jennison Associates
New York
-$664M
3
SCM
Suvretta Capital Management
New York
-$194M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$161M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$119M
Name Holding Trade Value Shares
Change 		Shares
Change %
TCM
1301
Traynor Capital Management
Pennsylvania
$229K +$507 +4 +0.2%
AA
1302
Advisory Alpha
Michigan
$229K +$229K +1,778 New
FFC
1303
First Financial Corp
Indiana
$228K – – –
FIA
1304
Foundations Investment Advisors
Arizona
$228K +$9.63K +73 +4%
WC
1305
Whitnell & Co
Illinois
$228K +$117K +920 +106%
BB
1306
Bell Bank
North Dakota
$227K +$32.4K +255 +17%
YWP
1307
YorkBridge Wealth Partners
New York
$226K +$16.8K +132 +8%
IIC
1308
Integrated Investment Consultants
Michigan
$226K +$30.1K +236 +15%
HPWM
1309
Highland Private Wealth Management
Washington
$225K +$6.35K +50 +3%
RFA
1310
Reilly Financial Advisors
California
$225K +$72.5K +570 +48%
AWM
1311
Aevitas Wealth Management
Massachusetts
$225K +$83.2K +654 +59%
PB
1312
Pinnacle Bancorp
Nebraska
$225K +$225K +1,773 New
CAW
1313
Cornerstone Advisors (Washington)
Washington
$224K +$12.9K +101 +6%
TRCT
1314
Tower Research Capital (TRC)
New York
$223K -$4M -31,453 -95%
SC
1315
Schulhoff & Co
Ohio
$222K – – –
PFGIA
1316
Patriot Financial Group Insurance Agency
Massachusetts
$221K +$20K +157 +10%
TC
1317
Telemus Capital
Michigan
$220K -$8.38K -66 -4%
TA
1318
TFG Advisers
Michigan
$220K +$220K +1,737 New
BJL
1319
Brighton Jones LLC
Washington
$219K +$7.5K +59 +4%
AMG
1320
Advisors Management Group
Wisconsin
$218K -$13.3K -105 -6%
ANBT
1321
American National Bank & Trust
Texas
$217K +$58.5K +460 +37%
BAM
1322
Belpointe Asset Management
Nevada
$216K -$641K -5,043 -75%
HFA
1323
High Falls Advisors
New York
$216K +$127 +1 +0.1%
HS
1324
HighVista Strategies
Massachusetts
$216K +$38.1K +300 +21%
SIM
1325
Spark Investment Management
New York
$216K +$216K +1,700 New
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53
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